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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$16.6M +$14.8M +813,118 New
SCM
2
Saba Capital Management
New York
$10.3M +$9.2M +505,658 New
Cohen & Steers
3
Cohen & Steers
New York
$9.03M -$2.76M -151,500 -25%
AAM
4
Advisors Asset Management
Colorado
$7.77M +$976K +53,674 +16%
LCM
5
Landscape Capital Management
New Jersey
$5.92M +$3.25M +178,568 +159%
HBCM
6
Heron Bay Capital Management
Michigan
$5.87M +$5.25M +288,360 New
Morgan Stanley
7
Morgan Stanley
New York
$5.5M -$74.7K -4,104 -1%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$4.81M +$565K +31,076 +15%
GC
9
Guggenheim Capital
Illinois
$3.74M -$548K -30,101 -14%
PPA
10
Parametric Portfolio Associates
Washington
$3.67M +$844K +46,399 +35%
Bank of America
11
Bank of America
North Carolina
$3.3M -$210K -11,552 -7%
LPL Financial
12
LPL Financial
California
$1.75M -$154K -8,438 -9%
CPC
13
Congress Park Capital
New York
$1.47M -$623K -34,232 -32%
Osaic Holdings
14
Osaic Holdings
Arizona
$1.47M -$5.34M -293,586 -80%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.41M -$31K -1,704 -2%
MAFM
16
Mid Atlantic Financial Management
Pennsylvania
$1.12M -$65.5K -3,600 -6%
CRC
17
Curi RMB Capital
Illinois
$990K +$884K +48,602 New
MC
18
Matisse Capital
Oregon
$865K
RJA
19
Raymond James & Associates
Florida
$833K -$22.6K -1,241 -3%
Cerity Partners
20
Cerity Partners
New York
$717K +$261K +14,374 +69%
UBS Group
21
UBS Group
Switzerland
$666K +$107K +5,906 +22%
WAM
22
Wolverine Asset Management
Illinois
$637K -$204K -11,236 -26%
BI
23
Bramshill Investments
Florida
$634K +$566K +31,139 New
SIM
24
Sonora Investment Management
Arizona
$479K
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$473K