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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$10.4M -$1.77M -72,035 -14%
Ameriprise
2
Ameriprise
Minnesota
$7.82M +$1.9M +77,433 +31%
Cohen & Steers
3
Cohen & Steers
New York
$6.95M -$564K -22,996 -7%
Morgan Stanley
4
Morgan Stanley
New York
$6.87M -$30.3K -1,234 -0.4%
AAM
5
Advisors Asset Management
Colorado
$5.07M -$210K -8,575 -4%
Bank of America
6
Bank of America
North Carolina
$4.39M +$588K +23,971 +15%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$2.98M +$128K +5,213 +4%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.89M +$47.6K +1,943 +3%
RJA
9
Raymond James & Associates
Florida
$941K -$139K -5,653 -13%
RCM
10
Robinson Capital Management
Michigan
$818K -$615K -25,098 -42%
AG
11
Advisor Group
Arizona
$804K +$15.3K +625 +2%
UBS Group
12
UBS Group
Switzerland
$712K -$669K -27,289 -48%
Invesco
13
Invesco
Georgia
$604K -$384K -15,664 -38%
SIM
14
Sonora Investment Management
Arizona
$583K
Baird Financial Group
15
Baird Financial Group
Wisconsin
$530K +$58.4K +2,380 +12%
LPL Financial
16
LPL Financial
California
$353K +$29.1K +1,188 +9%
CIA
17
Capital Investment Advisors
Georgia
$340K -$9.02K -368 -3%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$260K -$162K -6,595 -38%
Creative Planning
19
Creative Planning
Kansas
$229K +$16.3K +663 +7%
FIM
20
Freedom Investment Management
Connecticut
$164K +$42.8K +1,746 +34%
SBIA
21
Sheaff Brock Investment Advisors
Indiana
$162K -$77.6K -3,166 -32%
CM
22
Churchill Management
California
$146K +$150K +6,125 New
WS
23
Wedbush Securities
California
$131K +$4.68K +191 +4%
TA
24
Townsend & Associates
Colorado
$126K +$130K +5,302 New
Wells Fargo
25
Wells Fargo
California
$96K -$26.6K -1,085 -21%