Sheaff Brock Investment Advisors’s Virtus Convertible & Income Fund II NCZ Stock Holding History

Sheaff Brock Investment Advisors’s Portfolio NCZ Stock Details NCZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-6,906	Closed	-$167K	–	548
2018 Q2	$167K	Buy	6,906 +100	+1%	+$2.4K	0.02%	489
2018 Q1	$162K	Sell	6,806 -3,166	-32%	-$77.6K	0.02%	491
2017 Q4	$248K	Buy	9,972 +637	+7%	+$15.8K	0.03%	396
2017 Q3	$233K	Buy	9,335 +2,962	+46%	+$74.2K	0.03%	432
2017 Q2	$159K	Buy	6,373 +3,511	+123%	+$86.2K	0.02%	543
2017 Q1	$69K	Buy	+2,862	New	+$68.6K	0.01%	576

Other funds holding NCZ

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Sheaff Brock Investment Advisors's NCZ Position: Q3 2018 in Review

Sheaff Brock Investment Advisors sold out of Virtus Convertible & Income Fund II (NCZ) in Q3 2018, closing a stake of 6,906 shares — an estimated $167K sold.

Sheaff Brock Investment Advisors first reported a position in NCZ in Q1 2017 and held it in 6 quarters. The position peaked at $248K in Q4 2017. 44 funds tracked by Wall St. Rank hold NCZ as of Q3 2018.

Sheaff Brock Investment Advisors reported no remaining Virtus Convertible & Income Fund II position as of Q3 2018 after selling out during the quarter.
Sheaff Brock Investment Advisors sold 6,906 Virtus Convertible & Income Fund II shares in Q3 2018, an estimated $167K.
Sheaff Brock Investment Advisors first reported a position in Virtus Convertible & Income Fund II in Q1 2017 and held it in 6 quarters.
Sheaff Brock Investment Advisors's Virtus Convertible & Income Fund II position peaked at $248K in Q4 2017.
44 funds tracked by Wall St. Rank held Virtus Convertible & Income Fund II as of Q3 2018.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2018, filed 9 Nov 2018.