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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$31M -$23.8M -2,053,443 -44%
AAM
2
Advisors Asset Management
Colorado
$6.09M +$999K +86,179 +20%
HBCM
3
Heron Bay Capital Management
Michigan
$5.72M +$5.59K +482 +0.1%
Pathstone Holdings
4
Pathstone Holdings
New Jersey
$3.51M +$711K +61,326 +26%
Cohen & Steers
5
Cohen & Steers
New York
$3.41M
CPC
6
Congress Park Capital
New York
$2.98M +$204K +17,549 +8%
LCM
7
Landscape Capital Management
New Jersey
$1.57M +$332K +28,656 +28%
Wealth Enhancement Advisory Services
8
Wealth Enhancement Advisory Services
Minnesota
$1.56M -$65.9K -5,684 -4%
CA
9
Cornerstone Advisors
North Carolina
$1.39M -$764K -65,890 -36%
PAS
10
Park Avenue Securities
New York
$1.32M +$43.2K +3,722 +3%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$1.25M +$14.7K +1,267 +1%
Truist Financial
12
Truist Financial
North Carolina
$1.14M -$3.08K -266 -0.3%
SFS
13
Shaker Financial Services
Virginia
$1.11M +$1.01M +87,156 +1,516%
GP
14
Gridiron Partners
Pennsylvania
$1.07M
Bank of America
15
Bank of America
North Carolina
$1.05M -$94.3K -8,132 -8%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$885K +$19K +1,636 +2%
CA
17
Cetera Advisors
Colorado
$877K +$850K +73,319 New
LPL Financial
18
LPL Financial
California
$832K +$8.29K +715 +1%
Osaic Holdings
19
Osaic Holdings
Arizona
$779K -$210K -18,142 -22%
Comerica Bank
20
Comerica Bank
Texas
$771K +$1.1K +95 +0.1%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$715K -$5.61K -484 -0.8%
TPWM
22
Twelve Points Wealth Management
Massachusetts
$639K
RJA
23
Raymond James & Associates
Florida
$610K +$52.3K +4,507 +10%
NA
24
NewEdge Advisors
Louisiana
$490K -$17.1K -1,475 -3%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$429K +$196K +16,858 +88%