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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$39.7M -$1.34M -100,483 -3%
AAM
2
Advisors Asset Management
Colorado
$11.7M +$786K +59,074 +7%
PCM
3
Penserra Capital Management
California
$7.16M +$3.29M +246,902 +89%
CPC
4
Congress Park Capital
New York
$7M -$549K -41,276 -7%
Cohen & Steers
5
Cohen & Steers
New York
$3.9M
LPL Financial
6
LPL Financial
California
$3.07M +$373K +28,049 +14%
Bank of America
7
Bank of America
North Carolina
$1.71M +$808K +60,736 +94%
GC
8
Guggenheim Capital
Illinois
$1.66M +$402K +30,251 +33%
PIWA
9
Prevail Innovative Wealth Advisors
Kansas
$1.66M +$286K +21,510 +22%
Osaic Holdings
10
Osaic Holdings
Arizona
$1.65M -$44.7K -3,359 -3%
OC
11
Oppenheimer & Co
New York
$1.43M +$140K +10,494 +11%
Invesco
12
Invesco
Georgia
$1.34M -$160 -12 -0%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$1.27M -$155K -11,612 -11%
PAS
14
Park Avenue Securities
New York
$1.26M +$1.23M +92,214 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.07M -$215K -16,170 -17%
Wealth Enhancement Advisory Services
16
Wealth Enhancement Advisory Services
Minnesota
$869K -$63.8K -4,792 -7%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$850K +$41.8K +3,141 +5%
Raymond James Financial
18
Raymond James Financial
Florida
$802K +$65.9K +4,954 +9%
PAG
19
Private Advisor Group
New Jersey
$701K +$169K +12,728 +33%
TPWM
20
Twelve Points Wealth Management
Massachusetts
$648K -$9.26K -696 -1%
MFG
21
Merit Financial Group
Georgia
$512K -$14.9K -1,121 -3%
RCM
22
Robinson Capital Management
Michigan
$485K
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$380K -$412K -30,949 -53%
Jane Street
24
Jane Street
New York
$357K +$347K +26,082 New
KAS
25
Kestra Advisory Services
Texas
$355K +$173K +13,028 +101%