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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$10.8M +$1.43M +44,276 +14%
LPL Financial
2
LPL Financial
California
$10.2M +$5.52M +171,240 +106%
ICAS
3
Investors Capital Advisory Services
Massachusetts
$4.97M +$157K +4,873 +3%
Bank of America
4
Bank of America
North Carolina
$4.13M +$293K +9,079 +7%
GC
5
Guggenheim Capital
Illinois
$3.45M +$3.93K +122 +0.1%
Morgan Stanley
6
Morgan Stanley
New York
$3.38M -$793K -24,625 -18%
Cohen & Steers
7
Cohen & Steers
New York
$3.02M +$740K +22,975 +30%
MFS
8
MSI Financial Services
Massachusetts
$2.19M -$91.7K -2,846 -4%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$1.38M +$87K +2,699 +6%
RJA
10
Raymond James & Associates
Florida
$1.35M -$279K -8,655 -16%
CIA
11
Capital Investment Advisors
Georgia
$600K -$25.5K -790 -4%
Wells Fargo
12
Wells Fargo
California
$463K +$41.6K +1,290 +9%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$356K +$174K +5,411 +84%
CA
14
Cetera Advisors
Colorado
$351K -$183K -5,675 -32%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$299K +$37.9K +1,175 +13%
BTS
16
BB&T Securities
Virginia
$254K +$7.57K +235 +3%
DA
17
Doliver Advisors
Texas
$253K +$272K +8,444 New
BRWA
18
B. Riley Wealth Advisors
Florida
$224K -$213K -6,597 -47%
Creative Planning
19
Creative Planning
Kansas
$209K +$54.5K +1,692 +32%
AIG
20
American International Group
New York
$177K -$22.9K -711 -11%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$124K +$40.2K +1,249 +43%
SPC
22
Sigma Planning Corp
Michigan
$92K +$6.44K +200 +7%
CAN
23
Cetera Advisor Networks
California
$88K
Bank of Montreal
24
Bank of Montreal
Ontario, Canada
$75K
MIG
25
Mariner Investment Group
New York
$75K +$80.5K +2,500 New