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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Cohen & Steers
1
Cohen & Steers
New York
$11.3M +$4.87M +237,516 +81%
GC
2
Guggenheim Capital
Illinois
$6.39M -$1.52M -74,042 -20%
SIA
3
Sit Investment Associates
Minnesota
$4.65M +$1.88M +91,993 +72%
AAM
4
Advisors Asset Management
Colorado
$3.52M +$12K +585 +0.4%
Bank of America
5
Bank of America
North Carolina
$3.5M -$40.2K -1,960 -1%
UBS Group
6
UBS Group
Switzerland
$3.1M -$670K -32,717 -18%
Morgan Stanley
7
Morgan Stanley
New York
$2.97M -$83.9K -4,093 -3%
ICAS
8
Investors Capital Advisory Services
Massachusetts
$2.93M -$158K -7,689 -5%
RCM
9
Robinson Capital Management
Michigan
$2.47M +$445K +21,725 +23%
LPL Financial
10
LPL Financial
California
$1.73M -$1.18M -57,488 -42%
MFS
11
MSI Financial Services
Massachusetts
$1.64M -$47.7K -2,329 -3%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$1.64M +$254K +12,380 +19%
RJA
13
Raymond James & Associates
Florida
$1.21M +$353K +17,241 +43%
Invesco
14
Invesco
Georgia
$1.1M +$417K +20,331 +65%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$785K +$264K +12,886 +54%
CA
16
Cornerstone Advisors
North Carolina
$579K -$2.16M -105,450 -79%
SIM
17
Sonora Investment Management
Arizona
$520K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$504K +$451K +21,991 +1,280%
CIA
19
Capital Investment Advisors
Georgia
$453K -$5.94K -290 -1%
RCA
20
Rowland Carmichael Advisors
Arizona
$436K -$25.6K -1,250 -6%
Citigroup
21
Citigroup
New York
$355K -$20.7K -1,010 -6%
BRWA
22
B. Riley Wealth Advisors
Florida
$349K +$5.2K +254 +2%
SG Americas Securities
23
SG Americas Securities
New York
$222K -$1.01M -49,395 -83%
SG
24
Societe Generale
$222K +$214K +10,468 New
RJFSA
25
Raymond James Financial Services Advisors
Florida
$200K +$56.9K +2,779 +42%