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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$39.2M +$1.97M +137,714 +5%
AAM
2
Advisors Asset Management
Colorado
$14.7M +$588K +41,169 +4%
CPC
3
Congress Park Capital
New York
$7.19M +$230K +16,122 +3%
SCM
4
Saba Capital Management
New York
$4.72M +$5.03M +351,755 New
PCM
5
Penserra Capital Management
California
$4.53M -$3.2M -223,859 -40%
LPL Financial
6
LPL Financial
California
$4.16M +$566K +39,640 +15%
Cohen & Steers
7
Cohen & Steers
New York
$3.82M
GC
8
Guggenheim Capital
Illinois
$3.55M +$578K +40,455 +18%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$1.19M -$32.8K -2,297 -3%
PAS
10
Park Avenue Securities
New York
$1.16M -$40.4K -2,824 -3%
OC
11
Oppenheimer & Co
New York
$1.08M -$100 -7 -0%
Osaic Holdings
12
Osaic Holdings
Arizona
$1.02M -$438K -30,631 -29%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$999K -$46.7K -3,266 -4%
Raymond James Financial
14
Raymond James Financial
Florida
$780K -$12K -841 -1%
PAG
15
Private Advisor Group
New Jersey
$777K +$70.7K +4,950 +9%
WAM
16
Wolverine Asset Management
Illinois
$770K +$67.3K +4,708 +9%
Wealth Enhancement Advisory Services
17
Wealth Enhancement Advisory Services
Minnesota
$762K -$59K -4,126 -7%
TPWM
18
Twelve Points Wealth Management
Massachusetts
$635K +$117K +8,200 +21%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$622K -$147K -10,267 -18%
KAS
20
Kestra Advisory Services
Texas
$593K +$13.1K +915 +2%
Bank of America
21
Bank of America
North Carolina
$549K -$1.23M -86,307 -68%
MFG
22
Merit Financial Group
Georgia
$492K -$1.1K -77 -0.2%
Invesco
23
Invesco
Georgia
$451K -$323K -22,636 -40%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$392K +$24K +1,680 +6%
UBS Group
25
UBS Group
Switzerland
$337K -$6.92K -484 -2%