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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$38M +$776K +61,076 +2%
AAM
2
Advisors Asset Management
Colorado
$9.68M +$515K +40,525 +6%
CPC
3
Congress Park Capital
New York
$5.61M +$1.33M +104,686 +30%
Cohen & Steers
4
Cohen & Steers
New York
$3.57M
Pathstone Holdings
5
Pathstone Holdings
New Jersey
$3.51M -$914K -71,935 -20%
Bank of America
6
Bank of America
North Carolina
$3.01M -$137K -10,769 -4%
LPL Financial
7
LPL Financial
California
$1.85M +$958K +75,452 +104%
PAS
8
Park Avenue Securities
New York
$1.42M +$72.4K +5,702 +5%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$1.35M +$33.7K +2,653 +3%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.24M +$285K +22,423 +29%
GP
11
Gridiron Partners
Pennsylvania
$1.15M
Wealth Enhancement Advisory Services
12
Wealth Enhancement Advisory Services
Minnesota
$1.03M +$8.37K +659 +0.8%
PIWA
13
Prevail Innovative Wealth Advisors
Kansas
$832K +$287K +22,594 +52%
Invesco
14
Invesco
Georgia
$804K +$433K +34,101 +113%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$759K +$78.5K +6,180 +11%
OC
16
Oppenheimer & Co
New York
$752K +$153K +12,041 +25%
Raymond James Financial
17
Raymond James Financial
Florida
$644K +$654K +51,473 New
TPWM
18
Twelve Points Wealth Management
Massachusetts
$618K -$51.7K -4,070 -8%
ICM
19
Ionic Capital Management
New York
$485K +$339K +26,674 +222%
UBS Group
20
UBS Group
Switzerland
$466K +$140K +11,036 +42%
Osaic Holdings
21
Osaic Holdings
Arizona
$449K -$177K -13,899 -28%
RCM
22
Robinson Capital Management
Michigan
$443K
LCM
23
Landscape Capital Management
New Jersey
$441K -$880K -69,324 -66%
PAG
24
Private Advisor Group
New Jersey
$419K +$17.9K +1,409 +4%
RAM
25
Readystate Asset Management
Illinois
$406K +$411K +32,398 New