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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$10.5M +$1.2M +49,209 +13%
GC
2
Guggenheim Capital
Illinois
$7.71M -$705K -28,784 -8%
Morgan Stanley
3
Morgan Stanley
New York
$5.35M +$521K +21,279 +11%
Bank of America
4
Bank of America
North Carolina
$4.76M -$27.5K -1,122 -0.6%
Cohen & Steers
5
Cohen & Steers
New York
$4.62M -$2.04M -83,450 -31%
AAM
6
Advisors Asset Management
Colorado
$3.49M -$649K -26,498 -16%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$3.09M +$22.9K +937 +0.7%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.98M +$17.4K +710 +0.9%
AG
9
Advisor Group
Arizona
$1.11M +$324K +13,238 +41%
RJA
10
Raymond James & Associates
Florida
$1.03M +$15.3K +625 +2%
UBS Group
11
UBS Group
Switzerland
$681K -$137K -5,609 -17%
SIM
12
Sonora Investment Management
Arizona
$601K
LPL Financial
13
LPL Financial
California
$561K +$153K +6,231 +37%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$557K +$3.4K +139 +0.6%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$314K -$29K -1,185 -8%
BRWA
16
B. Riley Wealth Advisors
Florida
$313K +$312K +12,763 New
Creative Planning
17
Creative Planning
Kansas
$210K -$120K -4,895 -36%
QCIG
18
Quad-Cities Investment Group
Iowa
$156K +$31.5K +1,288 +26%
TA
19
Townsend & Associates
Colorado
$138K +$4.01K +164 +3%
WS
20
Wedbush Securities
California
$128K +$98 +4 +0.1%
Wells Fargo
21
Wells Fargo
California
$106K +$6.85K +280 +7%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$97K +$61.2K +2,500 +175%
HB
23
Homrich & Berg
Georgia
$93K
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$92K +$12.8K +524 +16%
CIA
25
Capital Investment Advisors
Georgia
$88K -$4.89K -200 -5%