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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$12.9M +$13.3M +636,294 New
LCM
2
Landscape Capital Management
New Jersey
$8.9M +$8.6M +410,436 +1,367%
UBS Group
3
UBS Group
Switzerland
$6.03M -$556K -26,539 -8%
CA
4
Cornerstone Advisors
North Carolina
$4.88M +$3.52M +167,932 +227%
Cohen & Steers
5
Cohen & Steers
New York
$4.78M +$1.45M +69,207 +41%
Bank of America
6
Bank of America
North Carolina
$3.49M +$263K +12,555 +8%
ICAS
7
Investors Capital Advisory Services
Massachusetts
$3.14M -$209K -9,952 -6%
LPL Financial
8
LPL Financial
California
$2.7M +$1.3M +61,889 +88%
GC
9
Guggenheim Capital
Illinois
$2.57M +$146K +6,951 +6%
Morgan Stanley
10
Morgan Stanley
New York
$2.48M +$556K +26,555 +28%
AAM
11
Advisors Asset Management
Colorado
$2.26M +$2.04M +97,543 +687%
SIA
12
Sit Investment Associates
Minnesota
$1.79M +$1.61M +77,067 +664%
Stifel Financial
13
Stifel Financial
Missouri
$1.6M -$83.4K -3,982 -5%
MFS
14
MSI Financial Services
Massachusetts
$1.54M +$46K +2,194 +3%
RCM
15
Robinson Capital Management
Michigan
$1.41M +$1.47M +69,932 New
MIG
16
Mariner Investment Group
New York
$1.41M +$1.46M +69,880 New
NMC
17
Nine Masts Capital
Hong Kong
$1.41M +$1.46M +69,629 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$1.23M +$261K +12,461 +26%
Citigroup
19
Citigroup
New York
$1.19M +$834K +39,794 +208%
PPA
20
Parametric Portfolio Associates
Washington
$1.18M -$113K -5,405 -8%
DA
21
Doliver Advisors
Texas
$1.09M -$1.8M -86,088 -61%
RJA
22
Raymond James & Associates
Florida
$885K -$6.6K -315 -0.7%
Geode Capital Management
23
Geode Capital Management
Massachusetts
$836K
SG Americas Securities
24
SG Americas Securities
New York
$772K +$800K +38,193 New
WAM
25
Weiss Asset Management
Massachusetts
$703K +$729K +34,793 New