Nine Masts Capital’s Virtus Convertible & Income Fund II NCZ Stock Holding History

Nine Masts Capital’s Portfolio NCZ Stock Details NCZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-5,675	Closed	-$137K	–	349
2018 Q2	$137K	Buy	5,675 +2,950	+108%	+$70.8K	0.03%	193
2018 Q1	$65K	Sell	2,725 -225	-8%	-$5.52K	0.01%	195
2017 Q4	$73K	Buy	+2,950	New	+$73.2K	0.01%	158
2016 Q2	–	Sell	-106,931	Closed	-$2.09M	–	83
2016 Q1	$2.09M	Buy	106,931 +37,302	+54%	+$675K	0.39%	48
2015 Q4	$1.41M	Buy	+69,629	New	+$1.46M	0.29%	38

Other funds holding NCZ

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Nine Masts Capital's NCZ Position: Q3 2018 in Review

Nine Masts Capital sold out of Virtus Convertible & Income Fund II (NCZ) in Q3 2018, closing a stake of 5,675 shares — an estimated $137K sold.

Nine Masts Capital first reported a position in NCZ in Q4 2015 and held it in 5 quarters. The position peaked at $2.09M in Q1 2016. 44 funds tracked by Wall St. Rank hold NCZ as of Q3 2018.

Nine Masts Capital reported no remaining Virtus Convertible & Income Fund II position as of Q3 2018 after selling out during the quarter.
Nine Masts Capital sold 5,675 Virtus Convertible & Income Fund II shares in Q3 2018, an estimated $137K.
Nine Masts Capital first reported a position in Virtus Convertible & Income Fund II in Q4 2015 and held it in 5 quarters.
Nine Masts Capital's Virtus Convertible & Income Fund II position peaked at $2.09M in Q1 2016.
44 funds tracked by Wall St. Rank held Virtus Convertible & Income Fund II as of Q3 2018.

Based on Nine Masts Capital's 13F filing for Q3 2018, filed 16 Nov 2018.