NCZ

Virtus Convertible & Income Fund II
NCZ

Overview Fund Activity

64 hedge funds and large institutions have $64.9M invested in Virtus Convertible & Income Fund II in 2016 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 23 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
64
Holders Change
-3
Holders Change %
-4.48%
% of All Funds
1.71%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
7
Increased
21
Reduced
23
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
Guggenheim Capital
Illinois
+$4.84M
2
PPA
Parametric Portfolio Associates
Washington
+$2.19M
3
Cohen & Steers
Cohen & Steers
New York
+$1.13M
4
AAM
Advisors Asset Management
Colorado
+$1.04M
5
SIA
Sit Investment Associates
Minnesota
+$750K

Top Sellers

1
LCM
Landscape Capital Management
New Jersey
-$7.17M
2
RCM
Rivernorth Capital Management
Florida
-$6.36M
3
UBS Group
UBS Group
Switzerland
-$2.34M
4
CA
Cornerstone Advisors
North Carolina
-$2.13M
5
MIG
Mariner Investment Group
New York
-$1M
Name Holding Trade Value Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$7.32M +$4.84M +247,782 +195%
RCM
2
Rivernorth Capital Management
Florida
$6.06M -$6.36M -326,027 -51%
Cohen & Steers
3
Cohen & Steers
New York
$5.75M +$1.13M +57,776 +24%
UBS Group
4
UBS Group
Switzerland
$3.48M -$2.34M -119,976 -40%
PPA
5
Parametric Portfolio Associates
Washington
$3.33M +$2.19M +112,243 +193%
Bank of America
6
Bank of America
North Carolina
$3.26M -$117K -5,990 -3%
AAM
7
Advisors Asset Management
Colorado
$3.22M +$1.04M +53,413 +48%
ICAS
8
Investors Capital Advisory Services
Massachusetts
$2.84M -$199K -10,183 -7%
Morgan Stanley
9
Morgan Stanley
New York
$2.81M +$410K +21,015 +17%
LPL Financial
10
LPL Financial
California
$2.67M +$91.9K +4,710 +4%
CA
11
Cornerstone Advisors
North Carolina
$2.59M -$2.13M -109,100 -45%
SIA
12
Sit Investment Associates
Minnesota
$2.48M +$750K +38,400 +43%
NMC
13
Nine Masts Capital
Hong Kong
$2.09M +$728K +37,302 +54%
RCM
14
Robinson Capital Management
Michigan
$1.84M +$479K +24,550 +35%
MFS
15
MSI Financial Services
Massachusetts
$1.56M +$64.5K +3,303 +4%
DA
16
Doliver Advisors
Texas
$1.5M +$445K +22,785 +42%
LCM
17
Landscape Capital Management
New Jersey
$1.43M -$7.17M -367,262 -83%
Stifel Financial
18
Stifel Financial
Missouri
$1.41M -$142K -7,275 -9%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$1.26M +$71.4K +3,656 +6%
SG Americas Securities
20
SG Americas Securities
New York
$1.17M +$423K +21,670 +57%
RJA
21
Raymond James & Associates
Florida
$778K -$76.8K -3,934 -9%
Invesco
22
Invesco
Georgia
$615K +$282K +14,439 +85%
ICM
23
Ionic Capital Management
New York
$573K -$9.66K -495 -2%
SIM
24
Sonora Investment Management
Arizona
$504K +$504K +24,500 New
Baird Financial Group
25
Baird Financial Group
Wisconsin
$470K +$49K +2,508 +12%
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