NCZ

Virtus Convertible & Income Fund II
NCZ

Overview Fund Activity

46 hedge funds and large institutions have $55.2M invested in Virtus Convertible & Income Fund II in 2014 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 20 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
46
Holders Change
+2
Holders Change %
+4.55%
% of All Funds
1.32%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
5
Increased
20
Reduced
12
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$1.14M
2
ICAS
Investors Capital Advisory Services
Massachusetts
+$1,000K
3
Jane Street
Jane Street
New York
+$870K
4
Morgan Stanley
Morgan Stanley
New York
+$431K
5
GC
Guggenheim Capital
Illinois
+$312K

Top Sellers

1
LPL Financial
LPL Financial
California
-$8.77M
2
Cohen & Steers
Cohen & Steers
New York
-$3.73M
3
CIA
Capital Investment Advisors
Georgia
-$1.02M
4
FAAS
First Allied Advisory Services
California
-$318K
5
CAN
Cetera Advisor Networks
California
-$202K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$7.76M +$431K +10,768 +6%
ICAS
2
Investors Capital Advisory Services
Massachusetts
$5.72M +$1,000K +24,988 +21%
Bank of America
3
Bank of America
North Carolina
$5.66M +$1.14M +28,404 +25%
GC
4
Guggenheim Capital
Illinois
$5.44M +$312K +7,811 +6%
LPL Financial
5
LPL Financial
California
$5.14M -$8.77M -219,310 -63%
Cohen & Steers
6
Cohen & Steers
New York
$3.55M -$3.73M -93,216 -51%
U
7
UBS
Switzerland
$3.4M +$142K +3,538 +4%
BTS
8
BB&T Securities
Virginia
$3.31M – – –
MFS
9
MSI Financial Services
Massachusetts
$2.54M +$111K +2,785 +5%
Jane Street
10
Jane Street
New York
$2.22M +$870K +21,759 +65%
Invesco
11
Invesco
Georgia
$1.79M -$184K -4,611 -9%
RJA
12
Raymond James & Associates
Florida
$1.77M -$56.9K -1,423 -3%
KFS
13
KMS Financial Services
Washington
$1.37M -$111K -2,781 -8%
NPC
14
National Planning Corporation
California
$932K -$45K -1,125 -5%
Wells Fargo
15
Wells Fargo
California
$618K +$59.4K +1,486 +11%
CA
16
Cetera Advisors
Colorado
$554K -$26.8K -663 -5%
BRWA
17
B. Riley Wealth Advisors
Florida
$484K +$232K +11,902 +92%
OA
18
Oxbow Advisors
Texas
$358K +$5.72K +143 +2%
NFG
19
Next Financial Group
Texas
$327K +$327K +8,934 New
ICOA
20
Investment Centers of America
North Dakota
$309K +$309K +7,790 New
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$242K +$50.3K +1,254 +26%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$212K +$27K +673 +15%
Deutsche Bank
23
Deutsche Bank
Germany
$183K +$183K +4,598 New
WA
24
WFG Advisors
Texas
$168K -$3.05K -76 -2%
HighTower Advisors
25
HighTower Advisors
Illinois
$160K +$39.9K +997 +33%
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