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NCZ

Virtus Convertible & Income Fund II

44 hedge funds and large institutions have $63.7M invested in Virtus Convertible & Income Fund II in 2014 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 19 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

19% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 16

2% more capital invested

Capital invested by funds: $62.6M → $63.7M (+$1.06M)

0.18% less ownership

Funds ownership: 2.46%2.27% (-0.18%)

2% less funds holding

Funds holding: 4544 (-1)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

Holders
44
Holders Change
-1
Holders Change %
-2.22%
% of All Funds
1.27%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
2
Increased
19
Reduced
16
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$13.7M -$4.1M -107,136 -24%
Morgan Stanley
2
Morgan Stanley
New York
$7.21M +$781K +20,427 +13%
Cohen & Steers
3
Cohen & Steers
New York
$7.16M -$5.58M -146,026 -45%
GC
4
Guggenheim Capital
Illinois
$5.04M +$487K +12,735 +11%
ICAS
5
Investors Capital Advisory Services
Massachusetts
$4.64M +$2.39M +62,520 +113%
Bank of America
6
Bank of America
North Carolina
$4.45M +$2.61M +68,193 +152%
BTS
7
BB&T Securities
Virginia
$3.25M
U
8
UBS
Switzerland
$3.2M -$1.06M -27,650 -25%
MFS
9
MSI Financial Services
Massachusetts
$2.39M -$72.5K -1,897 -3%
Invesco
10
Invesco
Georgia
$1.94M +$519K +13,563 +38%
RJA
11
Raymond James & Associates
Florida
$1.8M +$77.7K +2,033 +5%
KFS
12
KMS Financial Services
Washington
$1.45M -$855K -22,353 -38%
Jane Street
13
Jane Street
New York
$1.32M +$1.13M +29,541 +715%
CIA
14
Capital Investment Advisors
Georgia
$1.02M +$3.37K +88 +0.3%
NPC
15
National Planning Corporation
California
$962K +$12.7K +333 +1%
CA
16
Cetera Advisors
Colorado
$567K +$184K +4,819 +50%
Wells Fargo
17
Wells Fargo
California
$550K -$20.1K -525 -4%
BRWA
18
B. Riley Wealth Advisors
Florida
$510K -$25.1K -657 -5%
OA
19
Oxbow Advisors
Texas
$347K +$5.58K +146 +2%
FAAS
20
First Allied Advisory Services
California
$318K +$6K +157 +2%
VKH
21
Virtu KCG Holdings
New York
$239K +$232K +6,078 New
CAN
22
Cetera Advisor Networks
California
$202K -$33.2K -868 -15%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$188K +$37.9K +991 +26%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$182K -$9.29K -243 -5%
WA
25
WFG Advisors
Texas
$168K

NCZ Hedge Fund Activity: Q1 2014 in Review

44 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in Virtus Convertible & Income Fund II (NCZ) for Q1 2014, worth a combined $63.7M — up 1.7% from $62.6M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of NCZ and 2 opened new positions — a net loss of 1 holder — while 16 trimmed existing stakes and 19 added.

The largest buyer was Bank of America, adding an estimated $2.61M. The largest seller was Cohen & Steers, cutting an estimated $5.58M.

  • 44 institutional investors held Virtus Convertible & Income Fund II (NCZ) as of Q1 2014, down from 45 in Q4 2013.
  • Funds reported $63.7M of Virtus Convertible & Income Fund II stock for Q1 2014, up 1.7% quarter-over-quarter.
  • 2 funds opened new Virtus Convertible & Income Fund II positions in Q1 2014 and 3 closed out, a net change of -1 holder.
  • The largest Virtus Convertible & Income Fund II buyer in Q1 2014 was Bank of America, an estimated $2.61M added.
  • The largest Virtus Convertible & Income Fund II seller in Q1 2014 was Cohen & Steers, an estimated $5.58M sold.

Based on aggregated 13F filings for Q1 2014.