NCZ

Virtus Convertible & Income Fund II
NCZ

Overview Fund Activity

45 hedge funds and large institutions have $49.5M invested in Virtus Convertible & Income Fund II in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 22 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
45
Holders Change
-1
Holders Change %
-2.17%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
3
Increased
22
Reduced
11
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$346K
2
U
UBS
Switzerland
+$295K
3
FAAS
First Allied Advisory Services
California
+$292K
4
RJA
Raymond James & Associates
Florida
+$283K
5
DA
Doliver Advisors
Texas
+$261K

Top Sellers

1
Jane Street
Jane Street
New York
-$2.22M
2
Cohen & Steers
Cohen & Steers
New York
-$770K
3
BRWA
B. Riley Wealth Advisors
Florida
-$484K
4
ICOA
Investment Centers of America
North Dakota
-$309K
5
Invesco
Invesco
Georgia
-$196K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$7.2M +$116K +3,165 +2%
Bank of America
2
Bank of America
North Carolina
$5.52M +$346K +9,473 +7%
ICAS
3
Investors Capital Advisory Services
Massachusetts
$5.36M +$141K +3,867 +3%
GC
4
Guggenheim Capital
Illinois
$4.92M -$48.5K -1,327 -1%
LPL Financial
5
LPL Financial
California
$4.76M +$11.2K +303 +0.2%
U
6
UBS
Switzerland
$3.4M +$295K +8,080 +10%
BTS
7
BB&T Securities
Virginia
$3.02M – – –
Cohen & Steers
8
Cohen & Steers
New York
$2.47M -$770K -21,070 -24%
MFS
9
MSI Financial Services
Massachusetts
$2.44M +$120K +3,276 +5%
RJA
10
Raymond James & Associates
Florida
$1.9M +$283K +7,751 +18%
Invesco
11
Invesco
Georgia
$1.44M -$196K -5,373 -12%
KFS
12
KMS Financial Services
Washington
$1.4M +$149K +4,093 +12%
NPC
13
National Planning Corporation
California
$849K -$16.5K -443 -2%
CA
14
Cetera Advisors
Colorado
$574K +$75.2K +2,069 +15%
Wells Fargo
15
Wells Fargo
California
$542K -$22.8K -625 -4%
BRWA
16
B. Riley Wealth Advisors
Florida
$424K -$484K -13,255 -53%
OA
17
Oxbow Advisors
Texas
$333K +$5.56K +152 +2%
NFG
18
Next Financial Group
Texas
$326K – – –
AIG
19
American International Group
New York
$321K +$245K +6,701 +319%
FAAS
20
First Allied Advisory Services
California
$292K +$292K +7,972 New
DA
21
Doliver Advisors
Texas
$261K +$261K +7,142 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$252K +$59.1K +1,620 +31%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$231K +$10.2K +280 +5%
WA
24
WFG Advisors
Texas
$153K – – –
Deutsche Bank
25
Deutsche Bank
Germany
$147K -$19.8K -546 -12%
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