NCZ

Virtus Convertible & Income Fund II
NCZ

Overview Fund Activity

43 hedge funds and large institutions have $48.8M invested in Virtus Convertible & Income Fund II in 2015 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 17 increasing their positions, 10 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
43
Holders Change
-4
Holders Change %
-8.51%
% of All Funds
1.16%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
17
Reduced
10
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$5.23M
2
UBS Group
UBS Group
Switzerland
+$1.33M
3
Cohen & Steers
Cohen & Steers
New York
+$688K
4
Bank of America
Bank of America
North Carolina
+$272K
5
DA
Doliver Advisors
Texas
+$253K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$738K
2
Invesco
Invesco
Georgia
-$348K
3
OA
Oxbow Advisors
Texas
-$318K
4
RJA
Raymond James & Associates
Florida
-$259K
5
FAAS
First Allied Advisory Services
California
-$239K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$10.8M +$1.33M +44,276 +14%
LPL Financial
2
LPL Financial
California
$10.2M +$5.23M +171,240 +106%
ICAS
3
Investors Capital Advisory Services
Massachusetts
$4.98M +$146K +4,873 +3%
Bank of America
4
Bank of America
North Carolina
$4.13M +$272K +9,079 +7%
GC
5
Guggenheim Capital
Illinois
$3.45M +$3.66K +122 +0.1%
Morgan Stanley
6
Morgan Stanley
New York
$3.38M -$738K -24,625 -18%
Cohen & Steers
7
Cohen & Steers
New York
$3.02M +$688K +22,975 +30%
MFS
8
MSI Financial Services
Massachusetts
$2.19M -$85.3K -2,846 -4%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$1.38M +$80.9K +2,699 +6%
RJA
10
Raymond James & Associates
Florida
$1.35M -$259K -8,655 -16%
CIA
11
Capital Investment Advisors
Georgia
$600K -$23.7K -790 -4%
Wells Fargo
12
Wells Fargo
California
$463K +$38.6K +1,290 +9%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$356K +$162K +5,411 +84%
CA
14
Cetera Advisors
Colorado
$351K -$168K -5,675 -32%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$299K +$35.2K +1,175 +13%
BTS
16
BB&T Securities
Virginia
$254K +$7.02K +235 +3%
DA
17
Doliver Advisors
Texas
$253K +$253K +8,444 New
BRWA
18
B. Riley Wealth Advisors
Florida
$224K -$198K -6,597 -47%
Creative Planning
19
Creative Planning
Kansas
$209K +$50.8K +1,692 +32%
AIG
20
American International Group
New York
$177K -$21.3K -711 -11%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$124K +$37.5K +1,249 +43%
SPC
22
Sigma Planning Corp
Michigan
$92K +$5.98K +200 +7%
CAN
23
Cetera Advisor Networks
California
$88K – – –
Bank of Montreal
24
Bank of Montreal
Ontario, Canada
$75K – – –
MIG
25
Mariner Investment Group
New York
$75K +$75K +2,500 New
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