NCZ

Virtus Convertible & Income Fund II
NCZ

Overview Fund Activity

42 hedge funds and large institutions have $61.9M invested in Virtus Convertible & Income Fund II in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
42
Holders Change
–
Holders Change %
0%
% of All Funds
1.36%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
14
Reduced
16
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
Invesco
Georgia
$4.51M
2
ICAS
Investors Capital Advisory Services
Massachusetts
$1.78M
3
U
UBS
Switzerland
$3.87M
4
NPC
National Planning Corporation
California
$839K
5
Jane Street
Jane Street
New York
$598K

Top Sellers

1
LPL Financial
LPL Financial
California
$15.9M
2
RJFSA
Raymond James Financial Services Advisors
Florida
$0
3
GC
Guggenheim Capital
Illinois
$3.88M
4
Morgan Stanley
Morgan Stanley
New York
$5.58M
5
Fisher Asset Management
Fisher Asset Management
Washington
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$15.9M -$611K -17,655 -4%
Cohen & Steers
2
Cohen & Steers
New York
$10.9M -$157K -4,547 -1%
Morgan Stanley
3
Morgan Stanley
New York
$5.58M -$295K -8,552 -5%
Invesco
4
Invesco
Georgia
$4.51M +$3.9M +105,032 +639%
GC
5
Guggenheim Capital
Illinois
$3.88M -$439K -12,736 -10%
U
6
UBS
Switzerland
$3.87M +$948K +27,512 +32%
BTS
7
BB&T Securities
Virginia
$2.85M – – –
KFS
8
KMS Financial Services
Washington
$2.21M -$39.7K -1,154 -2%
MFS
9
MSI Financial Services
Massachusetts
$2.04M +$2.96K +86 +0.1%
ICAS
10
Investors Capital Advisory Services
Massachusetts
$1.78M +$1.13M +32,767 +172%
RJA
11
Raymond James & Associates
Florida
$1.44M +$61K +1,772 +4%
Bank of America
12
Bank of America
North Carolina
$1.32M -$30.4K -884 -2%
NPC
13
National Planning Corporation
California
$839K +$724K +20,861 +627%
Jane Street
14
Jane Street
New York
$598K +$598K +17,378 New
Wells Fargo
15
Wells Fargo
California
$486K -$4.13K -120 -0.8%
BRWA
16
B. Riley Wealth Advisors
Florida
$471K +$68.1K +1,979 +17%
FAAS
17
First Allied Advisory Services
California
$403K – – –
OA
18
Oxbow Advisors
Texas
$293K +$3.51K +102 +1%
WS
19
Wedbush Securities
California
$287K -$22.2K -644 -7%
MCM
20
Maryland Capital Management
Maryland
$281K – – –
CA
21
Cetera Advisors
Colorado
$280K +$280K +8,088 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$206K -$17.4K -504 -8%
Ameriprise
23
Ameriprise
Minnesota
$206K -$103 -3 -0.1%
CAN
24
Cetera Advisor Networks
California
$169K – – –
WA
25
WFG Advisors
Texas
$147K -$13.8K -400 -9%
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