NCZ

Virtus Convertible & Income Fund II
NCZ

Overview Fund Activity

47 hedge funds and large institutions have $51M invested in Virtus Convertible & Income Fund II in 2015 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 20 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
-3
Holders Change %
-6%
% of All Funds
1.25%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
4
Increased
20
Reduced
15
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$1.93M
2
LPL Financial
LPL Financial
California
+$397K
3
ICAS
Investors Capital Advisory Services
Massachusetts
+$284K
4
MFS
MSI Financial Services
Massachusetts
+$123K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$87.1K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$3.15M
2
NPC
National Planning Corporation
California
-$701K
3
GC
Guggenheim Capital
Illinois
-$536K
4
Invesco
Invesco
Georgia
-$536K
5
Goldman Sachs
Goldman Sachs
New York
-$290K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$10.7M +$1.93M +57,341 +22%
LPL Financial
2
LPL Financial
California
$5.43M +$397K +11,815 +8%
ICAS
3
Investors Capital Advisory Services
Massachusetts
$5.42M +$284K +8,437 +6%
Morgan Stanley
4
Morgan Stanley
New York
$4.63M -$3.15M -93,598 -41%
Bank of America
5
Bank of America
North Carolina
$4.33M -$69.5K -2,065 -2%
GC
6
Guggenheim Capital
Illinois
$3.87M -$536K -15,933 -12%
BTS
7
BB&T Securities
Virginia
$2.78M – – –
Cohen & Steers
8
Cohen & Steers
New York
$2.61M – – –
MFS
9
MSI Financial Services
Massachusetts
$2.55M +$123K +3,649 +5%
RJA
10
Raymond James & Associates
Florida
$1.81M +$13K +386 +0.7%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$1.46M +$82.4K +2,450 +6%
CIA
12
Capital Investment Advisors
Georgia
$701K -$740 -22 -0.1%
CA
13
Cetera Advisors
Colorado
$583K +$3.63K +109 +0.6%
Wells Fargo
14
Wells Fargo
California
$477K +$17.2K +510 +4%
BRWA
15
B. Riley Wealth Advisors
Florida
$473K +$85.8K +2,552 +22%
Invesco
16
Invesco
Georgia
$348K -$536K -15,935 -61%
OA
17
Oxbow Advisors
Texas
$318K +$5.99K +178 +2%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$296K +$87.1K +2,593 +42%
FAAS
19
First Allied Advisory Services
California
$239K -$15.9K -474 -6%
AIG
20
American International Group
New York
$223K -$134K -3,973 -38%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$218K -$15.2K -452 -7%
Creative Planning
22
Creative Planning
Kansas
$177K -$45.8K -1,365 -21%
VKH
23
Virtu KCG Holdings
New York
$158K +$31.4K +931 +25%
NPC
24
National Planning Corporation
California
$116K -$701K -20,930 -86%
HighTower Advisors
25
HighTower Advisors
Illinois
$109K +$7.92K +235 +8%
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