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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$12.7M -$1.03M -61,830 -7%
Cohen & Steers
2
Cohen & Steers
New York
$9.78M
Osaic Holdings
3
Osaic Holdings
Arizona
$6.01M +$12.3K +741 +0.2%
AAM
4
Advisors Asset Management
Colorado
$5.39M +$772K +46,472 +17%
Morgan Stanley
5
Morgan Stanley
New York
$4.51M +$681K +41,022 +18%
GC
6
Guggenheim Capital
Illinois
$3.52M -$1.04M -62,708 -23%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$3.38M +$1.5M +90,035 +78%
Bank of America
8
Bank of America
North Carolina
$2.85M +$545K +32,787 +23%
PPA
9
Parametric Portfolio Associates
Washington
$2.21M -$310K -18,688 -12%
LCM
10
Landscape Capital Management
New Jersey
$1.85M -$328K -19,726 -15%
CPC
11
Congress Park Capital
New York
$1.75M -$10K -605 -0.6%
LPL Financial
12
LPL Financial
California
$1.55M +$729K +43,864 +87%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$1.16M -$113K -6,776 -9%
MAFM
14
Mid Atlantic Financial Management
Pennsylvania
$1.01M -$23.9K -1,440 -2%
Thrivent Financial for Lutherans
15
Thrivent Financial for Lutherans
Minnesota
$850K
WAM
16
Wolverine Asset Management
Illinois
$699K -$12.1K -726 -2%
MC
17
Matisse Capital
Oregon
$699K
RJA
18
Raymond James & Associates
Florida
$693K +$9.97K +600 +1%
UBS Group
19
UBS Group
Switzerland
$441K +$155K +9,328 +53%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$388K -$16.8K -1,009 -4%
SIM
21
Sonora Investment Management
Arizona
$387K
Cerity Partners
22
Cerity Partners
New York
$343K
BPA
23
Beacon Pointe Advisors
California
$293K
BRWA
24
B. Riley Wealth Advisors
Florida
$250K +$2.28K +137 +0.9%
Mercer Global Advisors
25
Mercer Global Advisors
Colorado
$239K +$242K +14,548 New