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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$27.3M +$1.86M +157,013 +7%
SCM
2
Saba Capital Management
New York
$5.74M -$63.2K -5,331 -1%
AAM
3
Advisors Asset Management
Colorado
$4.27M +$286K +24,105 +7%
Cohen & Steers
4
Cohen & Steers
New York
$3.15M
HBCM
5
Heron Bay Capital Management
Michigan
$2.79M +$6.07K +512 +0.2%
CPC
6
Congress Park Capital
New York
$2.13M +$67.7K +5,710 +3%
CA
7
Cornerstone Advisors
North Carolina
$1.65M +$903K +76,153 +104%
Wealth Enhancement Advisory Services
8
Wealth Enhancement Advisory Services
Minnesota
$1.51M +$1.62M +136,344 New
Bank of America
9
Bank of America
North Carolina
$1.18M -$106K -8,914 -8%
PAS
10
Park Avenue Securities
New York
$1.08M +$16.6K +1,398 +1%
Truist Financial
11
Truist Financial
North Carolina
$1.08M +$877 +74 +0.1%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$1.03M -$10.5K -886 -0.9%
API
13
Advisor Partners II
California
$769K +$825K +69,652 New
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$743K +$2.12K +179 +0.3%
LPL Financial
15
LPL Financial
California
$732K +$286K +24,099 +57%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$683K +$166K +14,029 +29%
Osaic Holdings
17
Osaic Holdings
Arizona
$649K +$253K +21,349 +57%
TPWM
18
Twelve Points Wealth Management
Massachusetts
$627K
RJA
19
Raymond James & Associates
Florida
$470K -$4.79K -404 -0.9%
NA
20
NewEdge Advisors
Louisiana
$447K -$108K -9,125 -18%
GC
21
Guggenheim Capital
Illinois
$424K -$836K -70,568 -65%
UBS Group
22
UBS Group
Switzerland
$333K -$13.6K -1,148 -4%
SA
23
SFI Advisors
New Jersey
$331K +$5.89K +497 +2%
PAG
24
Private Advisor Group
New Jersey
$325K +$7.22K +609 +2%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$308K +$9.82K +829 +3%