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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$55.3M +$24M +2,173,919 +88%
HBCM
2
Heron Bay Capital Management
Michigan
$5.69M +$2.48M +224,878 +89%
AAM
3
Advisors Asset Management
Colorado
$5.04M +$399K +36,149 +9%
SCM
4
Saba Capital Management
New York
$3.45M -$2.55M -230,866 -44%
Cohen & Steers
5
Cohen & Steers
New York
$3.4M
CPC
6
Congress Park Capital
New York
$2.76M +$432K +39,092 +20%
Pathstone Holdings
7
Pathstone Holdings
New Jersey
$2.76M +$2.56M +231,885 New
CA
8
Cornerstone Advisors
North Carolina
$2.17M +$362K +32,786 +22%
Wealth Enhancement Advisory Services
9
Wealth Enhancement Advisory Services
Minnesota
$1.63M +$1.98K +179 +0.1%
PAS
10
Park Avenue Securities
New York
$1.27M +$92.8K +8,400 +9%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$1.23M +$113K +10,211 +11%
LCM
12
Landscape Capital Management
New Jersey
$1.22M +$893K +80,798 +368%
Bank of America
13
Bank of America
North Carolina
$1.14M -$128K -11,601 -11%
Truist Financial
14
Truist Financial
North Carolina
$1.14M -$25.7K -2,328 -2%
GP
15
Gridiron Partners
Pennsylvania
$1.07M +$992K +89,828 New
Osaic Holdings
16
Osaic Holdings
Arizona
$993K +$271K +24,541 +42%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$862K +$55.9K +5,058 +8%
LPL Financial
18
LPL Financial
California
$821K +$28.7K +2,598 +4%
Comerica Bank
19
Comerica Bank
Texas
$768K +$694K +62,859 +4,055%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$718K -$18K -1,633 -3%
TPWM
21
Twelve Points Wealth Management
Massachusetts
$637K -$36.7K -3,325 -6%
WAM
22
Weiss Asset Management
Massachusetts
$618K +$573K +51,853 New
RJA
23
Raymond James & Associates
Florida
$554K +$42.7K +3,865 +9%
NA
24
NewEdge Advisors
Louisiana
$493K +$21.8K +1,975 +5%
RCM
25
Robinson Capital Management
Michigan
$420K +$391K +35,437 New