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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$13.7M -$2.76M -129,674 -16%
AAM
2
Advisors Asset Management
Colorado
$12.2M +$1.21M +56,854 +11%
PPA
3
Parametric Portfolio Associates
Washington
$10.2M +$1.84M +86,310 +21%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$6.75M +$1.32M +61,940 +24%
Morgan Stanley
5
Morgan Stanley
New York
$6.44M -$65.5K -3,071 -1%
SCM
6
Saba Capital Management
New York
$6.2M -$4.68M -219,487 -42%
Cohen & Steers
7
Cohen & Steers
New York
$6.19M +$2.39M +112,140 +60%
HBCM
8
Heron Bay Capital Management
Michigan
$5.53M -$326K -15,315 -5%
SIA
9
Sit Investment Associates
Minnesota
$3.43M +$3.52M +165,214 New
BI
10
Bramshill Investments
Florida
$2.18M +$158K +7,432 +8%
Citadel Advisors
11
Citadel Advisors
Florida
$2.02M +$1.92M +89,881 +1,254%
HWAM
12
Hennion & Walsh Asset Management
New Jersey
$1.83M -$26.7K -1,252 -1%
Bank of America
13
Bank of America
North Carolina
$1.69M -$845K -39,664 -33%
CPC
14
Congress Park Capital
New York
$1.68M +$155K +7,276 +10%
LPL Financial
15
LPL Financial
California
$1.66M -$50K -2,348 -3%
Osaic Holdings
16
Osaic Holdings
Arizona
$1.56M -$49.3K -2,314 -3%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$1.41M +$13.6K +637 +0.9%
SFS
18
Shaker Financial Services
Virginia
$1.24M -$161K -7,532 -11%
RCM
19
Robinson Capital Management
Michigan
$971K
GC
20
Guggenheim Capital
Illinois
$876K -$1.25M -58,696 -58%
RJA
21
Raymond James & Associates
Florida
$874K +$56.4K +2,646 +7%
PAG
22
Private Advisor Group
New Jersey
$842K +$433K +20,326 +100%
SW
23
SVB Wealth
Massachusetts
$752K +$74.6K +3,501 +11%
UBS Group
24
UBS Group
Switzerland
$710K -$4.11K -193 -0.6%
MAFM
25
Mid Atlantic Financial Management
Pennsylvania
$671K -$194K -9,125 -22%