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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$10.3M +$4.07M +220,007 +37%
Cohen & Steers
2
Cohen & Steers
New York
$6.85M +$891K +48,204 +10%
GC
3
Guggenheim Capital
Illinois
$4.23M +$287K +15,516 +5%
Morgan Stanley
4
Morgan Stanley
New York
$3.03M -$961K -51,978 -19%
AAM
5
Advisors Asset Management
Colorado
$2.88M +$1.57M +84,684 +64%
LCM
6
Landscape Capital Management
New Jersey
$2.38M +$1.6M +86,550 +94%
Osaic Holdings
7
Osaic Holdings
Arizona
$2.1M +$18.7M +1,013,469 New
RJFSA
8
Raymond James Financial Services Advisors
Florida
$1.78M +$2.48M +133,930 New
KOMWMG
9
Kerntke Otto McGlone Wealth Management Group
Wisconsin
$1.61M -$247K -13,340 -10%
Bank of America
10
Bank of America
North Carolina
$1.42M +$511K +27,665 +35%
CPC
11
Congress Park Capital
New York
$1.36M +$830K +44,882 +78%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$1.1M +$37.9K +2,051 +3%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$949K +$609K +32,966 +86%
MC
14
Matisse Capital
Oregon
$841K +$1.17M +63,163 New
MAFM
15
Mid Atlantic Financial Management
Pennsylvania
$787K +$86K +4,649 +9%
DA
16
Doliver Advisors
Texas
$681K +$632K +34,206 +211%
RJA
17
Raymond James & Associates
Florida
$549K +$32.4K +1,754 +4%
BPA
18
Beacon Pointe Advisors
California
$453K
SIM
19
Sonora Investment Management
Arizona
$313K -$18.2K -985 -4%
SFS
20
Shaker Financial Services
Virginia
$308K +$427K +23,102 New
LPL Financial
21
LPL Financial
California
$262K +$9.52K +515 +3%
UBS Group
22
UBS Group
Switzerland
$258K -$50.2K -2,717 -12%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$247K +$33.2K +1,798 +11%
Goldman Sachs
24
Goldman Sachs
New York
$238K +$190K +10,262 +135%
ACM
25
Arlington Capital Management
Illinois
$211K +$46.9K +2,537 +19%