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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROST icon
626
Ross Stores
ROST
$81.9B
$11K ﹤0.01%
298
-41,114
-99% -$1.46M
ECHO
627
EchoStar
ECHO
$26.2B
$11K ﹤0.01%
291
– –
TMV icon
628
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$188M
$11K ﹤0.01%
80
– –
USB icon
629
US Bancorp
USB
$99.6B
$11K ﹤0.01%
249
-264
-51% -$10.8K
VXUS icon
630
Vanguard Total International Stock ETF
VXUS
$160B
$11K ﹤0.01%
215
– –
CNH
631
CNH Industrial
CNH
$17.5B
$11K ﹤0.01%
+1,058
New +$10.2K
MBTF
632
DELISTED
MBT Financial Corporation
MBTF
$11K ﹤0.01%
+2,308
New +$11.6K
VIIX
633
DELISTED
VelocityShares VIX Short Term ETN
VIIX
$11K ﹤0.01%
8
-1
-11% -$1.49K
AJG icon
634
Arthur J. Gallagher & Co
AJG
$63.6B
$10K ﹤0.01%
200
– –
ALL icon
635
Allstate
ALL
$67.5B
$10K ﹤0.01%
185
-100
-35% -$5.36K
AZN icon
636
AstraZeneca
AZN
$250B
$10K ﹤0.01%
148
+1
+0.7% +$65
CMA
637
DELISTED
Comerica
CMA
$10K ﹤0.01%
200
– –
CRM icon
638
Salesforce
CRM
$158B
$10K ﹤0.01%
170
-30
-15% -$1.79K
DLTR icon
639
Dollar Tree
DLTR
$25.2B
$10K ﹤0.01%
189
-26,535
-99% -$1.41M
EPP icon
640
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
$10K ﹤0.01%
200
-360
-64% -$16.6K
FAF icon
641
First American
FAF
$7.58B
$10K ﹤0.01%
378
– –
FNX icon
642
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$10K ﹤0.01%
200
– –
MFC icon
643
Manulife Financial
MFC
$73.5B
$10K ﹤0.01%
494
– –
OHI icon
644
Omega Healthcare
OHI
$14.7B
$10K ﹤0.01%
+300
New +$9.55K
SAM icon
645
Boston Beer
SAM
$1.92B
$10K ﹤0.01%
42
-384
-90% -$87.5K
VTR icon
646
Ventas
VTR
$47.9B
$10K ﹤0.01%
138
-40
-22% -$2.78K
WTRG icon
647
Essential Utilities
WTRG
$11.4B
$10K ﹤0.01%
406
– –
ANDV
648
DELISTED
Andeavor
ANDV
$10K ﹤0.01%
200
– –
NQM
649
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$10K ﹤0.01%
700
– –
HIBB
650
DELISTED
Hibbett, Inc. Common Stock
HIBB
$10K ﹤0.01%
193
-22,087
-99% -$1.3M
24 25
26
27 28

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.