We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAT
576
DELISTED
TransAtlantic Petroleum LTD.
TAT
$16K ﹤0.01%
3,000
– –
SCTY
577
DELISTED
SolarCity Corporation
SCTY
$16K ﹤0.01%
300
– –
ARMH
578
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$16K ﹤0.01%
350
– –
AVNS
579
DELISTED
Avanos Medical
AVNS
$15K ﹤0.01%
+321
New +$12.6K
AWF
580
AllianceBernstein Global High Income Fund
AWF
$872M
$15K ﹤0.01%
1,174
-13
-1% -$172
BPT
581
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$15K ﹤0.01%
218
-26
-11% -$2.07K
BBBY
582
Bed Bath & Beyond
BBBY
$442M
$15K ﹤0.01%
799
– –
EMN icon
583
Eastman Chemical
EMN
$8.42B
$15K ﹤0.01%
195
+40
+26% +$3.16K
HTGC icon
584
Hercules Capital
HTGC
$3.23B
$15K ﹤0.01%
1,000
– –
PCEF icon
585
Invesco CEF Income Composite ETF
PCEF
$814M
$15K ﹤0.01%
639
+145
+29% +$3.49K
PFM icon
586
Invesco Dividend Achievers ETF
PFM
$808M
$15K ﹤0.01%
703
+53
+8% +$1.13K
SCHF icon
587
Schwab International Equity ETF
SCHF
$68.7B
$15K ﹤0.01%
1,036
-1,250
-55% -$18.8K
STZ icon
588
Constellation Brands
STZ
$23.2B
$15K ﹤0.01%
156
– –
TUR icon
589
iShares MSCI Turkey ETF
TUR
$213M
$15K ﹤0.01%
280
+260
+1,300% +$13.8K
UPGD icon
590
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$121M
$15K ﹤0.01%
+425
New +$14.4K
PXD
591
DELISTED
Pioneer Natural Resource Co.
PXD
$15K ﹤0.01%
100
-100
-50% -$16.5K
BBBY
592
DELISTED
Bed Bath & Beyond Inc
BBBY
$15K ﹤0.01%
200
+30
+18% +$2.1K
EEP
593
DELISTED
Enbridge Energy Partners
EEP
$15K ﹤0.01%
385
-400
-51% -$15K
ANDV
594
DELISTED
Andeavor
ANDV
$15K ﹤0.01%
200
– –
VNR
595
DELISTED
Vanguard Natural Resources, LLC
VNR
$15K ﹤0.01%
1,000
– –
CNI icon
596
Canadian National Railway
CNI
$76.6B
$14K ﹤0.01%
200
-280
-58% -$19.2K
ETW
597
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$14K ﹤0.01%
1,292
+23
+2% +$272
KBR icon
598
KBR
KBR
$4.8B
$14K ﹤0.01%
845
+295
+54% +$5.29K
NRT
599
North European Oil Royalty Trust
NRT
$81M
$14K ﹤0.01%
1,175
-625
-35% -$10.3K
PBT
600
Permian Basin Royalty Trust
PBT
$1.49B
$14K ﹤0.01%
1,475
-1,375
-48% -$15.7K
22 23
24
25 26

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.