We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+9.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.32B
AUM Growth
+$134M
Cap. Flow
+$29.1M
Cap. Flow %
2.2%
Top 10 Hldgs %
21.04%
Holding
569
New
74
Increased
264
Reduced
183
Closed
25

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$24.5M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$9.01M
3
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$7.78M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.71M
5
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$7.19M

Top Sells

Rank Stock Value
1
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$8.02M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.99M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.64M
4
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$4.63M
5
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$4.33M

Sector Composition

Rank Sector Weight
1 Technology 8.29%
2 Healthcare 5.22%
3 Consumer Staples 4.5%
4 Financials 4.18%
5 Consumer Discretionary 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOUR icon
551
Shift4
FOUR
$3.3B
– –
-17,634
Closed -$976K
NTR icon
552
Nutrien
NTR
$31.4B
– –
-41,342
Closed -$2.55M
NU icon
553
Nu Holdings
NU
$67.3B
– –
-70,957
Closed -$514K
OXY icon
554
Occidental Petroleum
OXY
$58.6B
– –
-3,903
Closed -$253K
PAVE icon
555
Global X US Infrastructure Development ETF
PAVE
$14.3B
– –
-11,570
Closed -$352K
QDEC icon
556
FT Vest Growth-100 Buffer ETF December
QDEC
$699M
– –
-32,040
Closed -$725K
QQQ icon
557
CALL
Invesco QQQ Trust
QQQ
$480B
– –
-79,417
Closed -$28.5M
SQQQ icon
558
ProShares UltraPro Short QQQ
SQQQ
$1.75B
– –
-806
Closed -$412K
STIP icon
559
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
– –
-2,128
Closed -$206K
TBT icon
560
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$309M
– –
-8,968
Closed -$352K
TFI icon
561
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
– –
-5,941
Closed -$260K
TMO icon
562
Thermo Fisher Scientific
TMO
$221B
– –
-422
Closed -$214K
TYA icon
563
Simplify Intermediate Term Treasury Futures Strategy ETF
TYA
$64.7M
– –
-13,721
Closed -$174K
BERY
564
DELISTED
Berry Global Group, Inc.
BERY
– –
-3,961
Closed -$225K
IBTD
565
DELISTED
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
– –
-111,266
Closed -$2.76M
BSCN
566
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
– –
-26,577
Closed -$564K
19 20 21 22
23

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Regal Investment Advisors held 569 positions worth $1.32B, up 11% from $1.19B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q4 2023 filing shows 74 new, 264 increased, 183 reduced and 25 closed positions. Its largest new stake was Invesco QQQ Trust: 64,455 shares worth $26.4M. The largest sale was iShares MSCI Intl Quality Factor ETF, an estimated $8.02M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2023 buy was Invesco QQQ Trust: 64,455 shares worth $26.4M.
  • Regal Investment Advisors added most to iShares Currency Hedged MSCI EAFE ETF in Q4 2023, an estimated $7.78M increase.
  • Regal Investment Advisors's biggest Q4 2023 reduction was iShares MSCI Intl Quality Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $2.76M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.32B portfolio in Q4 2023.
  • Regal Investment Advisors opened 74 new positions and closed 25 in Q4 2023.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.32B.

Based on Regal Investment Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.