Regal Investment Advisors’s State Street SPDR Nuveen ICE Municipal Bond ETF TFI Stock Holding History

Regal Investment Advisors’s Portfolio TFI Stock Details TFI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-5,941	Closed	-$260K	–	564
2023 Q3	$260K	Sell	5,941 -27,284	-82%	-$1.24M	0.02%	416
2023 Q2	$1.53M	Buy	+33,225	New	+$1.54M	0.13%	163
2022 Q4	–	Sell	-5,559	Closed	-$245K	–	516
2022 Q3	$245K	Buy	+5,559	New	+$256K	0.03%	403
2022 Q1	–	Sell	-20,708	Closed	-$1.07M	–	575
2021 Q4	$1.07M	Buy	+20,708	New	+$1.07M	0.09%	228
2018 Q4	–	Sell	-4,600	Closed	-$218K	–	364
2018 Q3	$218K	Buy	+4,600	New	+$220K	0.05%	290
2018 Q2	–	Sell	-4,600	Closed	-$221K	–	312
2018 Q1	$221K	Hold	4,600	–	–	0.05%	275
2017 Q4	$225K	Buy	+4,600	New	+$225K	0.05%	257

Other funds holding TFI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Betterment LLC New York $52.8B AUM 15.34% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

CCWA

CLA (CliftonLarsonAllen) Wealth Advisors Minneapolis, Minnesota $7.61B AUM 16.44% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Bailard Foster City, California $4.35B AUM 23.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Regal Investment Advisors's TFI Position: Q4 2023 in Review

Regal Investment Advisors sold out of State Street SPDR Nuveen ICE Municipal Bond ETF (TFI) in Q4 2023, closing a stake of 5,941 shares — an estimated $260K sold.

Regal Investment Advisors first reported a position in TFI in Q4 2017 and held it in 7 quarters. The position peaked at $1.53M in Q2 2023. 313 funds tracked by Wall St. Rank hold TFI as of Q4 2023.

Regal Investment Advisors reported no remaining State Street SPDR Nuveen ICE Municipal Bond ETF position as of Q4 2023 after selling out during the quarter.
Regal Investment Advisors sold 5,941 State Street SPDR Nuveen ICE Municipal Bond ETF shares in Q4 2023, an estimated $260K.
Regal Investment Advisors first reported a position in State Street SPDR Nuveen ICE Municipal Bond ETF in Q4 2017 and held it in 7 quarters.
Regal Investment Advisors's State Street SPDR Nuveen ICE Municipal Bond ETF position peaked at $1.53M in Q2 2023.
313 funds tracked by Wall St. Rank held State Street SPDR Nuveen ICE Municipal Bond ETF as of Q4 2023.

Based on Regal Investment Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.