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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPZ
551
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$21K 0.01%
425
– –
ADX icon
552
Adams Diversified Equity Fund
ADX
$3.2B
$20K 0.01%
1,428
+2
+0.1% +$28
FSLR icon
553
First Solar
FSLR
$26.9B
$20K 0.01%
300
-1,000
-77% -$67.7K
IXP icon
554
iShares Global Comm Services ETF
IXP
$572M
$20K 0.01%
316
+29
+10% +$1.85K
MTB icon
555
M&T Bank
MTB
$36.2B
$20K 0.01%
165
+1
+0.6% +$123
TRV icon
556
Travelers Companies
TRV
$80.2B
$20K 0.01%
214
– –
GOLD
557
DELISTED
Randgold Resources Ltd
GOLD
$20K 0.01%
304
-51
-14% -$4.11K
ANDE icon
558
Andersons Inc
ANDE
$2.22B
$19K 0.01%
300
– –
CRT
559
Cross Timbers Royalty Trust
CRT
$60.2M
$19K 0.01%
600
– –
EXP icon
560
Eagle Materials
EXP
$6.57B
$19K 0.01%
+190
New +$18.4K
JAZZ icon
561
Jazz Pharmaceuticals
JAZZ
$16.7B
$19K 0.01%
121
-119
-50% -$18.3K
NEU icon
562
NewMarket
NEU
$8.18B
$19K 0.01%
50
-214
-81% -$84.9K
NTRS icon
563
Northern Trust
NTRS
$33.9B
$19K 0.01%
280
+1
+0.4% +$67
SEIC icon
564
SEI Investments
SEIC
$12.6B
$19K 0.01%
517
-50
-9% -$1.78K
TPR icon
565
Tapestry
TPR
$32.8B
$19K 0.01%
525
+220
+72% +$7.88K
VLO icon
566
Valero Energy
VLO
$85.9B
$19K 0.01%
416
– –
SE
567
DELISTED
Spectra Energy Corp Wi
SE
$19K 0.01%
484
– –
BBEP
568
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$19K 0.01%
915
– –
DTV
569
DELISTED
DIRECTV COM STK (DE)
DTV
$19K 0.01%
218
– –
AA icon
570
Alcoa
AA
$13.2B
$18K 0.01%
462
+21
+5% +$823
FT
571
Franklin Universal Trust
FT
$197M
$18K 0.01%
2,500
– –
IAU icon
572
iShares Gold Trust
IAU
$67.5B
$18K 0.01%
790
– –
NCV
573
Virtus Convertible & Income Fund
NCV
$390M
$18K 0.01%
475
– –
OKE icon
574
Oneok
OKE
$54.5B
$18K 0.01%
280
-46
-14% -$3.08K
IFLN
575
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$307M
$18K 0.01%
932
-1,043
-53% -$20.2K
21 22
23
24 25

Similar funds

PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.