We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVS icon
526
CVS Health
CVS
$122B
$20K 0.01%
204
-120
-37% -$10.6K
EXTR icon
527
Extreme Networks
EXTR
$3.15B
$20K 0.01%
5,540
– –
GURU icon
528
Global X Guru Index ETF
GURU
$63.5M
$20K 0.01%
+750
New +$19.5K
HI
529
DELISTED
Hillenbrand
HI
$20K 0.01%
+575
New +$18.7K
PBR icon
530
Petrobras
PBR
$116B
$20K 0.01%
2,725
+2,575
+1,717% +$27.7K
RAMP icon
531
LiveRamp
RAMP
$2.3B
$20K 0.01%
985
-115
-10% -$2.15K
SJM icon
532
J.M. Smucker
SJM
$12.8B
$20K 0.01%
195
+20
+11% +$2.03K
SKX
533
DELISTED
Skechers
SKX
$20K 0.01%
1,065
+465
+78% +$8.69K
SYNA icon
534
Synaptics
SYNA
$4.15B
$20K 0.01%
286
-400
-58% -$26.8K
TE
535
DELISTED
TECO ENERGY INC
TE
$20K 0.01%
976
+166
+20% +$3.21K
BSJF
536
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$20K 0.01%
775
+166
+27% +$4.37K
ETN icon
537
Eaton
ETN
$174B
$19K 0.01%
275
-1,233
-82% -$81.3K
IXP icon
538
iShares Global Comm Services ETF
IXP
$572M
$19K 0.01%
322
+6
+2% +$374
PBA icon
539
Pembina Pipeline
PBA
$27.6B
$19K 0.01%
510
-100
-16% -$3.79K
SRLN icon
540
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
$19K 0.01%
381
-283
-43% -$13.9K
YELP icon
541
Yelp
YELP
$1.41B
$19K 0.01%
350
+100
+40% +$5.91K
MNDT
542
DELISTED
Mandiant, Inc. Common Stock
MNDT
$19K 0.01%
600
– –
AKS
543
DELISTED
AK Steel Holding Corp
AKS
$19K 0.01%
3,245
– –
DTV
544
DELISTED
DIRECTV COM STK (DE)
DTV
$19K 0.01%
218
– –
AA icon
545
Alcoa
AA
$13.2B
$18K ﹤0.01%
463
+1
+0.2% +$39
GD icon
546
General Dynamics
GD
$106B
$18K ﹤0.01%
132
+107
+428% +$14.6K
IAU icon
547
iShares Gold Trust
IAU
$67.5B
$18K ﹤0.01%
790
– –
LKQ icon
548
LKQ Corp
LKQ
$6.29B
$18K ﹤0.01%
+650
New +$18.1K
NCV
549
Virtus Convertible & Income Fund
NCV
$390M
$18K ﹤0.01%
475
– –
NCZ
550
Virtus Convertible & Income Fund II
NCZ
$301M
$18K ﹤0.01%
+513
New +$18.1K
20 21
22
23 24

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.