We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTS
501
DELISTED
HATTERAS FINANCIAL CORP
HTS
$25K 0.01%
1,372
-1,219
-47% -$23K
MW
502
DELISTED
THE MENS WAREHOUSE INC
MW
$25K 0.01%
575
+440
+326% +$19.8K
AAL icon
503
American Airlines Group
AAL
$10.6B
$24K 0.01%
+450
New +$19.4K
DEO icon
504
Diageo
DEO
$53.6B
$24K 0.01%
207
– –
GEO icon
505
The GEO Group
GEO
$4.04B
$24K 0.01%
+900
New +$23.5K
MEI icon
506
Methode Electronics
MEI
$592M
$24K 0.01%
664
+106
+19% +$3.98K
YUM icon
507
Yum! Brands
YUM
$41.1B
$24K 0.01%
465
-417
-47% -$21.7K
FE icon
508
FirstEnergy
FE
$27.5B
$23K 0.01%
601
+144
+32% +$5.28K
JAZZ icon
509
Jazz Pharmaceuticals
JAZZ
$16.7B
$23K 0.01%
142
+21
+17% +$3.49K
NFLX icon
510
Netflix
NFLX
$309B
$23K 0.01%
4,760
-490
-9% -$2.63K
PPLT
511
abrdn Physical Platinum Shares ETF
PPLT
$2.02B
$23K 0.01%
2,000
+650
+48% +$7.76K
TRV icon
512
Travelers Companies
TRV
$80.2B
$23K 0.01%
214
– –
DNI
513
DELISTED
Dividend and Income Fund
DNI
$23K 0.01%
+1,546
New +$24.6K
AKAM icon
514
Akamai
AKAM
$15.9B
$22K 0.01%
350
– –
ELP
515
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$22K 0.01%
+4,125
New +$22.2K
FCT
516
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$22K 0.01%
1,700
– –
GNSS icon
517
Genasys
GNSS
$79.2M
$22K 0.01%
8,000
+4,000
+100% +$10.8K
NOK icon
518
Nokia
NOK
$52.3B
$22K 0.01%
2,800
-200
-7% -$1.62K
ADT
519
DELISTED
ADT Corp
ADT
$22K 0.01%
608
+600
+7,500% +$20.6K
CMS icon
520
CMS Energy
CMS
$22.3B
$21K 0.01%
600
+100
+20% +$3.27K
IHG icon
521
InterContinental Hotels
IHG
$23.2B
$21K 0.01%
403
+67
+20% +$3.42K
MTB icon
522
M&T Bank
MTB
$36.2B
$21K 0.01%
166
+1
+0.6% +$123
AEC
523
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$21K 0.01%
900
– –
CMO
524
DELISTED
Capstead Mortgage Corp.
CMO
$21K 0.01%
+1,682
New +$21.4K
ADX icon
525
Adams Diversified Equity Fund
ADX
$3.2B
$20K 0.01%
1,468
+40
+3% +$554
19 20
21
22 23

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.