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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.33B
AUM Growth
-$97.6M
Cap. Flow
-$81M
Cap. Flow %
-6.09%
Top 10 Hldgs %
22.26%
Holding
525
New
24
Increased
203
Reduced
214
Closed
59

Top Buys

Rank Stock Value
1
MU icon
Micron Technology
MU
+$3.95M
2
CINF icon
Cincinnati Financial
CINF
+$3.29M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.22M
4
KNSL icon
Kinsale Capital Group
KNSL
+$2.34M
5
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$2.15M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.4M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$7.09M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$5.29M
4
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$5.27M
5
CPRI icon
Capri Holdings
CPRI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Consumer Staples 5.12%
3 Healthcare 4.85%
4 Financials 4.3%
5 Consumer Discretionary 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXAS
476
DELISTED
Exact Sciences
EXAS
– –
-8,060
Closed -$549K
FCX icon
477
Freeport-McMoran
FCX
$98.7B
– –
-7,809
Closed -$390K
FNDE icon
478
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$10.1B
– –
-8,497
Closed -$274K
FOUR icon
479
Shift4
FOUR
$3.41B
– –
-8,044
Closed -$713K
FPE icon
480
First Trust Preferred Securities and Income ETF
FPE
$6.34B
– –
-125,455
Closed -$2.27M
FRPT icon
481
Freshpet
FRPT
$3.26B
– –
-3,071
Closed -$420K
FYT icon
482
First Trust Small Cap Value AlphaDEX Fund
FYT
$199M
– –
-46,878
Closed -$2.6M
GS icon
483
Goldman Sachs
GS
$301B
– –
-710
Closed -$351K
IBB icon
484
iShares Biotechnology ETF
IBB
$9.82B
– –
-2,119
Closed -$309K
IBCP icon
485
Independent Bank Corp
IBCP
$841M
– –
-9,178
Closed -$306K
IEF icon
486
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
– –
-4,392
Closed -$431K
IGEB icon
487
iShares Investment Grade Systematic Bond ETF
IGEB
$1.51B
– –
-13,768
Closed -$640K
INTC icon
488
CALL
Intel
INTC
$492B
– –
0
– -$479K
ISTB icon
489
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.12B
– –
-6,040
Closed -$294K
IWY icon
490
iShares Russell Top 200 Growth ETF
IWY
$16.5B
– –
-1,183
Closed -$260K
JAAA icon
491
Janus Henderson AAA CLO ETF
JAAA
$29.8B
– –
-103,987
Closed -$5.29M
LNT icon
492
Alliant Energy
LNT
$17.7B
– –
-4,987
Closed -$303K
MDY icon
493
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
– –
-1,057
Closed -$602K
MELI icon
494
Mercado Libre
MELI
$92.5B
– –
-183
Closed -$376K
MTN icon
495
Vail Resorts
MTN
$5.21B
– –
-2,240
Closed -$390K
NEE icon
496
NextEra Energy
NEE
$177B
– –
-6,352
Closed -$537K
NFTY icon
497
First Trust India Nifty 50 Equal Weight ETF
NFTY
$118M
– –
-41,667
Closed -$2.7M
NVO
498
Novo Nordisk
NVO
$211B
– –
-2,170
Closed -$258K
ONON icon
499
On Holding
ONON
$12.9B
– –
-8,218
Closed -$412K
PH icon
500
Parker-Hannifin
PH
$134B
– –
-1,125
Closed -$711K
17 18 19
20
21

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2024 Portfolio in Review

As of Q4 2024, Regal Investment Advisors held 525 positions worth $1.33B, down 6.8% from $1.43B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors withdrew a net $81M in Q4 2024, closing 59 positions and reducing 214 holdings. Its most notable exit was Janus Henderson AAA CLO ETF, an estimated $5.29M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.8% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Regal Investment Advisors opened a new position in Micron Technology worth $3.27M.

  • Regal Investment Advisors's largest Q4 2024 buy was Micron Technology: 38,829 shares worth $3.27M.
  • Regal Investment Advisors added most to Cincinnati Financial in Q4 2024, an estimated $3.29M increase.
  • Regal Investment Advisors's biggest Q4 2024 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $7.4M.
  • Regal Investment Advisors fully exited Janus Henderson AAA CLO ETF in Q4 2024, selling an estimated $5.29M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.33B portfolio in Q4 2024.
  • Regal Investment Advisors opened 24 new positions and closed 59 in Q4 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.33B.

Based on Regal Investment Advisors's 13F filing for Q4 2024, filed 13 Feb 2025.