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Regal Investment Advisors’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

Regal Investment Advisors’s Portfolio FPE Stock Details FPE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2024
Q4 		– Sell
-125,455
Closed -$2.27M – 482
2024
Q3 		$2.27M Sell
125,455
-264,701
-68% -$4.69M 0.16% 160
2024
Q2 		$6.77M Sell
390,156
-4,757
-1% -$82.1K 0.44% 62
2024
Q1 		$6.84M Buy
394,913
+343
+0.1% +$5.87K 0.47% 55
2023
Q4 		$6.65M Sell
394,570
-4,643
-1% -$74.9K 0.5% 53
2023
Q3 		$6.38M Buy
399,213
+27,976
+8% +$451K 0.54% 50
2023
Q2 		$5.93M Buy
371,237
+150,824
+68% +$2.4M 0.5% 56
2023
Q1 		$3.52M Buy
220,413
+112,298
+104% +$1.94M 0.31% 87
2022
Q4 		$1.82M Sell
108,115
-11,601
-10% -$195K 0.18% 132
2022
Q3 		$2M Buy
119,716
+8,277
+7% +$146K 0.21% 119
2022
Q2 		$1.92M Sell
111,439
-1,684
-1% -$30.4K 0.2% 119
2022
Q1 		$2.15M Buy
113,123
+6,051
+6% +$118K 0.2% 120
2021
Q4 		$2.18M Sell
107,072
-6,834
-6% -$139K 0.19% 122
2021
Q3 		$2.34M Buy
113,906
+8,151
+8% +$168K 0.23% 115
2021
Q2 		$2.18M Buy
+105,755
New +$2.16M 0.22% 117
2021
Q1 		– Sell
-62,032
Closed -$1.25M – 164
2020
Q4 		$1.25M Buy
+62,032
New +$1.23M 0.14% 153
2020
Q3 		– Sell
-40,656
Closed -$749K – 73
2020
Q2 		$749K Buy
+40,656
New +$734K 0.14% 147

Other funds holding FPE

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return
PNC
Park National Corp Newark, Ohio $3.69B AUM 18.32% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

Regal Investment Advisors's FPE Position: Q4 2024 in Review

Regal Investment Advisors sold out of First Trust Preferred Securities and Income ETF (FPE) in Q4 2024, closing a stake of 125,455 shares — an estimated $2.27M sold.

Regal Investment Advisors first reported a position in FPE in Q2 2020 and held it in 16 quarters. The position peaked at $6.84M in Q1 2024. 446 funds tracked by Wall St. Rank hold FPE as of Q4 2024.

  • Regal Investment Advisors reported no remaining First Trust Preferred Securities and Income ETF position as of Q4 2024 after selling out during the quarter.
  • Regal Investment Advisors sold 125,455 First Trust Preferred Securities and Income ETF shares in Q4 2024, an estimated $2.27M.
  • Regal Investment Advisors first reported a position in First Trust Preferred Securities and Income ETF in Q2 2020 and held it in 16 quarters.
  • Regal Investment Advisors's First Trust Preferred Securities and Income ETF position peaked at $6.84M in Q1 2024.
  • 446 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q4 2024.

Based on Regal Investment Advisors's 13F filing for Q4 2024, filed 13 Feb 2025.