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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FHLC icon
476
Fidelity MSCI Health Care Index ETF
FHLC
$3.37B
– –
-277
Closed -$8K
POWR
477
iShares U.S. Power Infrastructure ETF
POWR
$459M
– –
-100
Closed -$1K
FIS icon
478
Fidelity National Information Services
FIS
$22.1B
– –
-1,412
Closed -$94K
FITB
479
Fifth Third Bancorp
FITB
$51.8B
– –
-7,708
Closed -$145K
FIVE icon
480
Five Below
FIVE
$13.5B
– –
-100
Closed -$3K
FL
481
DELISTED
Foot Locker
FL
– –
-1,358
Closed -$97K
FLS icon
482
Flowserve
FLS
$10.2B
– –
-40
Closed -$1K
FNX icon
483
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
– –
-85
Closed -$4K
FRO icon
484
Frontline
FRO
$8.85B
– –
-140
Closed -$1K
FSI icon
485
Flexible Solutions
FSI
$64.1M
– –
-8,500
Closed -$8K
FSLR icon
486
First Solar
FSLR
$26.9B
– –
-300
Closed -$12K
FTGC icon
487
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.02B
– –
-300
Closed -$6K
FTNT icon
488
Fortinet
FTNT
$117B
– –
-260
Closed -$2K
FTSL icon
489
First Trust Senior Loan Fund ETF
FTSL
$2.33B
– –
-1,750
Closed -$84K
FWRD icon
490
Forward Air
FWRD
$654M
– –
-180
Closed -$7K
FXI icon
491
iShares China Large-Cap ETF
FXI
$4.31B
– –
-480
Closed -$17K
FYX icon
492
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
– –
-2,553
Closed -$111K
GAIA icon
493
Gaia
GAIA
$48.4M
– –
-51
Closed –
GAM
494
General American Investors Company
GAM
$1.61B
– –
-333
Closed -$10K
GCC icon
495
WisdomTree Enhanced Commodity Strategy Fund
GCC
$274M
– –
-911
Closed -$17K
GD icon
496
General Dynamics
GD
$106B
– –
-75
Closed -$10K
GDDY icon
497
GoDaddy
GDDY
$11.5B
– –
-200
Closed -$5K
GDX icon
498
VanEck Gold Miners ETF
GDX
$27.4B
– –
-4,757
Closed -$65K
GDXJ icon
499
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
– –
-150
Closed -$2K
GEL icon
500
Genesis Energy
GEL
$1.84B
– –
-80
Closed -$3K
18 19
20
21 22

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PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.