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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESNT icon
451
Essent Group
ESNT
$6.33B
– –
-100
Closed -$2K
ETN icon
452
Eaton
ETN
$174B
– –
-326
Closed -$16K
ETW
453
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
– –
-100
Closed -$1K
EVF
454
Eaton Vance Senior Income Trust
EVF
$90.5M
– –
-100
Closed –
EVTC icon
455
Evertec
EVTC
$1.78B
– –
-585
Closed -$10K
EVV
456
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
– –
-2,330
Closed -$29K
EW icon
457
Edwards Lifesciences
EW
$51.7B
– –
-300
Closed -$7K
EWC icon
458
iShares MSCI Canada ETF
EWC
$6.33B
– –
-292
Closed -$6K
EWL icon
459
iShares MSCI Switzerland ETF
EWL
$2.23B
– –
-391
Closed -$11K
EWS icon
460
iShares MSCI Singapore ETF
EWS
$1.08B
– –
-38
Closed –
EWZ icon
461
iShares MSCI Brazil ETF
EWZ
$8.95B
– –
-426
Closed -$9K
EXAS
462
DELISTED
Exact Sciences
EXAS
– –
-325
Closed -$5K
EXPE icon
463
Expedia Group
EXPE
$37.3B
– –
-50
Closed -$5K
EXTR icon
464
Extreme Networks
EXTR
$3.15B
– –
-5,540
Closed -$18K
EZM icon
465
WisdomTree US MidCap Fund
EZM
$956M
– –
-315
Closed -$9K
EZU icon
466
iShare MSCI Eurozone ETF
EZU
$9.91B
– –
-167
Closed -$5K
FAD icon
467
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$594M
– –
-872
Closed -$41K
FAF icon
468
First American
FAF
$7.58B
– –
-378
Closed -$14K
FBND icon
469
Fidelity Total Bond ETF
FBND
$27.3B
– –
-1,475
Closed -$71K
FCG icon
470
First Trust Natural Gas ETF
FCG
$623M
– –
-170
Closed -$4K
FCT
471
First Trust Senior Floating Rate Income Fund II
FCT
$251M
– –
-1,700
Closed -$21K
FDD icon
472
First Trust STOXX European Select Dividend Income Fund
FDD
$908M
– –
-450
Closed -$5K
FDIS icon
473
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.74B
– –
-939
Closed -$27K
FE icon
474
FirstEnergy
FE
$27.5B
– –
-377
Closed -$11K
FEZ icon
475
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
– –
-200
Closed -$6K
17 18
19
20 21

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.