Regal Investment Advisors’s First Trust Multi Cap Growth AlphaDEX Fund FAD Stock Holding History

Regal Investment Advisors’s Portfolio FAD Stock Details FAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-872	Closed	-$41K	–	467
2015 Q3	$41K	Hold	872	–	–	0.01%	455
2015 Q2	$44K	Buy	872 +2	+0.2%	+$102	0.01%	440
2015 Q1	$45K	Buy	870 +25	+3%	+$1.24K	0.01%	440
2014 Q4	$41K	Hold	845	–	–	0.01%	422
2014 Q3	$38K	Hold	845	–	–	0.01%	449
2014 Q2	$40K	Buy	+845	New	+$38.2K	0.01%	416

Other funds holding FAD

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Regal Investment Advisors's FAD Position: Q4 2015 in Review

Regal Investment Advisors sold out of First Trust Multi Cap Growth AlphaDEX Fund (FAD) in Q4 2015, closing a stake of 872 shares — an estimated $41K sold.

Regal Investment Advisors first reported a position in FAD in Q2 2014 and held it in 6 quarters. The position peaked at $45K in Q1 2015. 30 funds tracked by Wall St. Rank hold FAD as of Q4 2015.

Regal Investment Advisors reported no remaining First Trust Multi Cap Growth AlphaDEX Fund position as of Q4 2015 after selling out during the quarter.
Regal Investment Advisors sold 872 First Trust Multi Cap Growth AlphaDEX Fund shares in Q4 2015, an estimated $41K.
Regal Investment Advisors first reported a position in First Trust Multi Cap Growth AlphaDEX Fund in Q2 2014 and held it in 6 quarters.
Regal Investment Advisors's First Trust Multi Cap Growth AlphaDEX Fund position peaked at $45K in Q1 2015.
30 funds tracked by Wall St. Rank held First Trust Multi Cap Growth AlphaDEX Fund as of Q4 2015.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.