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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IP icon
451
International Paper
IP
$22B
$43K 0.01%
1,214
– –
NOBL icon
452
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$43K 0.01%
1,888
+492
+35% +$12K
HSBC icon
453
HSBC
HSBC
$356B
$42K 0.01%
1,271
+1,220
+2,392% +$45.6K
DVYA icon
454
iShares Asia/Pacific Dividend ETF
DVYA
$72.2M
$41K 0.01%
1,105
+250
+29% +$10.5K
FAD icon
455
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$594M
$41K 0.01%
872
– –
HXL icon
456
Hexcel
HXL
$7.82B
$40K 0.01%
911
– –
DBA icon
457
Invesco DB Agriculture Fund
DBA
$1.23B
$39K 0.01%
1,870
+20
+1% +$431
TMO icon
458
Thermo Fisher Scientific
TMO
$220B
$39K 0.01%
320
+50
+19% +$6.51K
DINO icon
459
HF Sinclair
DINO
$14.5B
$38K 0.01%
795
-235
-23% -$11.2K
VGK icon
460
Vanguard FTSE Europe ETF
VGK
$31.4B
$38K 0.01%
777
+2
+0.3% +$106
SLV icon
461
iShares Silver Trust
SLV
$30.7B
$37K 0.01%
2,672
-61
-2% -$869
ARII
462
DELISTED
American Railcar Industries, Inc.
ARII
$37K 0.01%
1,050
+400
+62% +$16.4K
IUSG icon
463
iShares Core S&P US Growth ETF
IUSG
$33.7B
$36K 0.01%
950
– –
PPL
464
PPL Corp
PPL
$26.7B
$36K 0.01%
1,102
-100
-8% -$3.13K
RWO icon
465
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$36K 0.01%
813
-829
-50% -$38.3K
VDE icon
466
Vanguard Energy ETF
VDE
$9.74B
$36K 0.01%
425
-271
-39% -$25.7K
CCP
467
DELISTED
Care Capital Properties, Inc.
CCP
$36K 0.01%
+1,099
New +$35.6K
JWN
468
DELISTED
Nordstrom
JWN
$35K 0.01%
500
– –
FSD
469
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$35K 0.01%
2,511
– –
CTSH icon
470
Cognizant
CTSH
$26B
$34K 0.01%
559
-45
-7% -$2.83K
DE icon
471
Deere & Co
DE
$168B
$34K 0.01%
471
-150
-24% -$13.2K
ICF icon
472
iShares Select U.S. REIT ETF
ICF
$2.09B
$34K 0.01%
742
+450
+154% +$20.9K
OMCL icon
473
Omnicell
OMCL
$1.68B
$34K 0.01%
1,113
– –
ECHO
474
EchoStar
ECHO
$26.2B
$34K 0.01%
987
– –
MNDT
475
DELISTED
Mandiant, Inc. Common Stock
MNDT
$34K 0.01%
1,082
+57
+6% +$2.38K
17 18
19
20 21

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.