Regal Investment Advisors’s FIRST TRUST HIGH INCOME LONG/SHORT FUND FSD Stock Holding History

Regal Investment Advisors’s Portfolio FSD Stock Details FSD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-2,511	Closed	-$35K	–	915
2015 Q3	$35K	Hold	2,511	–	–	0.01%	469
2015 Q2	$39K	Hold	2,511	–	–	0.01%	460
2015 Q1	$41K	Hold	2,511	–	–	0.01%	452
2014 Q4	$40K	Hold	2,511	–	–	0.01%	427
2014 Q3	$43K	Hold	2,511	–	–	0.01%	433
2014 Q2	$46K	Hold	2,511	–	–	0.02%	403
2014 Q1	$45K	Buy	+2,511	New	+$44.2K	0.02%	361
2013 Q4	–	Sell	-2,511	Closed	-$44K	–	978
2013 Q3	$44K	Hold	2,511	–	–	0.03%	320
2013 Q2	$44K	Buy	+2,511	New	+$46.5K	0.02%	316

Other funds holding FSD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

Camelot Portfolios Maumee, Ohio $143M AUM 14.82% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

PRCM

Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Regal Investment Advisors's FSD Position: Q4 2015 in Review

Regal Investment Advisors sold out of FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) in Q4 2015, closing a stake of 2,511 shares — an estimated $35K sold.

Regal Investment Advisors first reported a position in FSD in Q2 2013 and held it in 9 quarters. The position peaked at $46K in Q2 2014. 71 funds tracked by Wall St. Rank hold FSD as of Q4 2015.

Regal Investment Advisors reported no remaining FIRST TRUST HIGH INCOME LONG/SHORT FUND position as of Q4 2015 after selling out during the quarter.
Regal Investment Advisors sold 2,511 FIRST TRUST HIGH INCOME LONG/SHORT FUND shares in Q4 2015, an estimated $35K.
Regal Investment Advisors first reported a position in FIRST TRUST HIGH INCOME LONG/SHORT FUND in Q2 2013 and held it in 9 quarters.
Regal Investment Advisors's FIRST TRUST HIGH INCOME LONG/SHORT FUND position peaked at $46K in Q2 2014.
71 funds tracked by Wall St. Rank held FIRST TRUST HIGH INCOME LONG/SHORT FUND as of Q4 2015.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.