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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTU
426
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$46K 0.01%
246
+94
+62% +$21.4K
BN icon
427
Brookfield
BN
$108B
$45K 0.01%
4,318
– –
HYMB icon
428
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
$45K 0.01%
+1,582
New +$44.3K
CLGX
429
DELISTED
Corelogic, Inc.
CLGX
$45K 0.01%
1,673
– –
ECON icon
430
Columbia Emerging Markets Consumer ETF
ECON
$337M
$44K 0.01%
1,693
-17
-1% -$477
EWX icon
431
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$44K 0.01%
+910
New +$45.9K
DVYA icon
432
iShares Asia/Pacific Dividend ETF
DVYA
$72.2M
$43K 0.01%
825
-200
-20% -$11.6K
FSD
433
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$43K 0.01%
2,511
– –
AMGN icon
434
Amgen
AMGN
$222B
$42K 0.01%
300
– –
BUD icon
435
AB InBev
BUD
$165B
$42K 0.01%
375
+175
+88% +$19.5K
NOBL icon
436
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$42K 0.01%
1,830
-700
-28% -$16.2K
SSO icon
437
ProShares Ultra S&P500
SSO
$8.36B
$42K 0.01%
5,680
+80
+1% +$590
TSLA icon
438
Tesla
TSLA
$1.3T
$42K 0.01%
2,610
+930
+55% +$15.3K
BHP icon
439
BHP
BHP
$230B
$41K 0.01%
823
+1
+0.1% +$58
CLMT icon
440
Calumet Specialty Products
CLMT
$3.44B
$41K 0.01%
1,500
– –
RTN
441
DELISTED
Raytheon Company
RTN
$41K 0.01%
401
+93
+30% +$8.91K
HYT icon
442
BlackRock Corporate High Yield Fund
HYT
$1.37B
$40K 0.01%
3,363
– –
EMES
443
DELISTED
Emerge Energy Services LP
EMES
$40K 0.01%
+350
New +$41.3K
EPS icon
444
WisdomTree US LargeCap Fund
EPS
$1.65B
$39K 0.01%
1,686
– –
PBT
445
Permian Basin Royalty Trust
PBT
$1.49B
$39K 0.01%
2,850
– –
PEG icon
446
Public Service Enterprise Group
PEG
$37.7B
$39K 0.01%
1,050
– –
PXD
447
DELISTED
Pioneer Natural Resource Co.
PXD
$39K 0.01%
+200
New +$42.3K
ANSS
448
DELISTED
Ansys
ANSS
$38K 0.01%
500
– –
FAD icon
449
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$594M
$38K 0.01%
845
– –
VOOG icon
450
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
$38K 0.01%
+2,358
New +$37.5K
16 17
18
19 20

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.