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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$99.6M
Cap. Flow
+$56.1M
Cap. Flow %
4.96%
Top 10 Hldgs %
20.79%
Holding
560
New
70
Increased
257
Reduced
158
Closed
43

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.8M
2
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$5.95M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.71M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$4.4M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$3.91M

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$10.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.5M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$6.57M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.13M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$3.9M

Sector Composition

Rank Sector Weight
1 Technology 7.01%
2 Healthcare 5.43%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.51%
5 Financials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXMX
401
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$291K 0.03%
22,248
-778
-3% -$10.2K
MDB icon
402
MongoDB
MDB
$33.5B
$291K 0.03%
1,249
-142
-10% -$29.8K
IWS icon
403
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$290K 0.03%
2,735
+2
+0.1% +$218
VDC icon
404
Vanguard Consumer Staples ETF
VDC
$7.94B
$288K 0.03%
1,489
+73
+5% +$13.8K
LHX icon
405
L3Harris
LHX
$54B
$288K 0.03%
1,466
+461
+46% +$94.3K
USHY icon
406
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.1B
$288K 0.03%
8,089
-509
-6% -$17.9K
SOXX icon
407
iShares Semiconductor ETF
SOXX
$44.8B
$287K 0.03%
1,938
-960
-33% -$131K
GE icon
408
GE Aerospace
GE
$380B
$287K 0.03%
3,756
-841
-18% -$56.3K
ERX icon
409
Direxion Daily Energy Bull 2X ETF
ERX
$238M
$285K 0.03%
+4,890
New +$307K
VV icon
410
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$284K 0.03%
1,521
+1
+0.1% +$182
WYNN icon
411
Wynn Resorts
WYNN
$10.6B
$284K 0.03%
2,538
-2,200
-46% -$230K
ALB icon
412
Albemarle
ALB
$15.5B
$282K 0.02%
1,277
+103
+9% +$25.4K
TSCO icon
413
Tractor Supply
TSCO
$18B
$282K 0.02%
5,990
-1,325
-18% -$60.3K
XLY icon
414
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$281K 0.02%
+3,760
New +$270K
IWD icon
415
iShares Russell 1000 Value ETF
IWD
$84.2B
$278K 0.02%
1,823
-289
-14% -$44.6K
AKTS
416
DELISTED
Akoustis Technologies Inc
AKTS
$277K 0.02%
+90,087
New +$314K
DE icon
417
Deere & Co
DE
$164B
$277K 0.02%
671
+92
+16% +$38.1K
IMCG icon
418
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.11B
$275K 0.02%
4,779
-865
-15% -$49.4K
IGRO icon
419
iShares International Dividend Growth ETF
IGRO
$1.31B
$275K 0.02%
4,535
-206
-4% -$12.4K
NEE icon
420
NextEra Energy
NEE
$177B
$275K 0.02%
3,562
+55
+2% +$4.23K
DFEB icon
421
FT Vest US Equity Deep Buffer ETF February
DFEB
$463M
$270K 0.02%
8,025
– –
EXTR icon
422
Extreme Networks
EXTR
$3.09B
$268K 0.02%
14,000
– –
MP icon
423
MP Materials
MP
$9.73B
$267K 0.02%
+9,459
New +$286K
VHT icon
424
Vanguard Health Care ETF
VHT
$19B
$265K 0.02%
1,113
+2
+0.2% +$481
FLHY icon
425
Franklin High Yield Corporate ETF
FLHY
$1.24B
$264K 0.02%
11,562
-357
-3% -$8.05K
15 16
17
18 19

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Regal Investment Advisors held 560 positions worth $1.13B, up 9.6% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $56.1M of net new capital in Q1 2023, opening 70 new positions and adding to 257 existing holdings. Its largest new stake was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 0-5 Year TIPS Bond ETF, an estimated $10.8M trimmed.

  • Regal Investment Advisors's largest Q1 2023 buy was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $7.8M increase.
  • Regal Investment Advisors's biggest Q1 2023 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited WisdomTree Yield Enhanced US Aggregate Bond Fund in Q1 2023, selling an estimated $3.8M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q1 2023.
  • Regal Investment Advisors opened 70 new positions and closed 43 in Q1 2023.
  • Regal Investment Advisors's portfolio value rose 9.6% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q1 2023, filed 11 May 2023.