We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.53%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$281M
AUM Growth
+$44.5M
Cap. Flow
+$34.4M
Cap. Flow %
12.25%
Top 10 Hldgs %
18.03%
Holding
994
New
85
Increased
274
Reduced
215
Closed
66

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.84M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.56M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.19M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$2.61M
5
DKS icon
Dick's Sporting Goods
DKS
+$2.6M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.73M
2
AAP icon
Advance Auto Parts
AAP
+$2.3M
3
NEU icon
NewMarket
NEU
+$2.3M
4
ARLP icon
Alliance Resource Partners
ARLP
+$2.15M
5
LUV icon
Southwest Airlines
LUV
+$2.13M

Sector Composition

Rank Sector Weight
1 Financials 7.07%
2 Energy 6.65%
3 Consumer Staples 6.23%
4 Healthcare 5.97%
5 Consumer Discretionary 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VQT
401
DELISTED
iPath S&P VEQTOR ETN
VQT
$47K 0.02%
314
– –
OIH icon
402
VanEck Oil Services ETF
OIH
$1.94B
$46K 0.02%
+39
New +$41.1K
FSD
403
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$46K 0.02%
2,511
– –
BN icon
404
Brookfield
BN
$108B
$45K 0.02%
4,318
– –
VAW icon
405
Vanguard Materials ETF
VAW
$3.08B
$44K 0.02%
394
– –
NLSN
406
DELISTED
Nielsen Holdings plc
NLSN
$44K 0.02%
+911
New +$42.4K
PEG icon
407
Public Service Enterprise Group
PEG
$37.4B
$43K 0.02%
1,050
+50
+5% +$1.94K
EPB
408
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$43K 0.02%
1,195
+300
+34% +$10K
ODFL icon
409
Old Dominion Freight Line
ODFL
$44B
$42K 0.02%
1,983
-98,439
-98% -$1.99M
AZO icon
410
AutoZone
AZO
$50.1B
$41K 0.01%
77
+36
+88% +$19K
BCE icon
411
BCE
BCE
$21.2B
$41K 0.01%
895
-200
-18% -$9.01K
HYT icon
412
BlackRock Corporate High Yield Fund
HYT
$1.37B
$41K 0.01%
3,363
– –
PBT
413
Permian Basin Royalty Trust
PBT
$1.47B
$41K 0.01%
2,850
-300
-10% -$4.17K
SSO icon
414
ProShares Ultra S&P500
SSO
$8.26B
$41K 0.01%
5,600
– –
WR
415
DELISTED
Westar Energy Inc
WR
$41K 0.01%
1,068
-436
-29% -$15.6K
FAD icon
416
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$586M
$40K 0.01%
+845
New +$38.2K
IGE icon
417
iShares North American Natural Resources ETF
IGE
$753M
$40K 0.01%
799
-100
-11% -$4.68K
WM icon
418
Waste Management
WM
$91.5B
$40K 0.01%
900
-700
-44% -$30.5K
TAT
419
DELISTED
TransAtlantic Petroleum LTD.
TAT
$40K 0.01%
3,487
-1,000
-22% -$9.1K
ASR icon
420
Grupo Aeroportuario del Sureste
ASR
$8.33B
$39K 0.01%
310
-10
-3% -$1.27K
PBI icon
421
Pitney Bowes
PBI
$2.46B
$39K 0.01%
1,400
– –
IFLN
422
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
$39K 0.01%
1,975
– –
EDE
423
DELISTED
Empire District Electric
EDE
$39K 0.01%
1,500
– –
ANSS
424
DELISTED
Ansys
ANSS
$38K 0.01%
500
– –
EPS icon
425
WisdomTree US LargeCap Fund
EPS
$1.64B
$38K 0.01%
1,686
– –
15 16
17
18 19

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Regal Investment Advisors held 994 positions worth $281M, up 19% from $236M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $34.4M of net new capital in Q2 2014, opening 85 new positions and adding to 274 existing holdings. Its largest new stake was Dick's Sporting Goods: 53,308 shares worth $2.48M.

By sector, the portfolio is most concentrated in Financials at 7.1% of assets, up from 5.1% a quarter earlier, followed by Energy and Consumer Staples.

On the sell side, the largest reduction was Apple, an estimated $2.73M trimmed.

  • Regal Investment Advisors's largest Q2 2014 buy was Dick's Sporting Goods: 53,308 shares worth $2.48M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q2 2014, an estimated $7.84M increase.
  • Regal Investment Advisors's biggest Q2 2014 reduction was Apple, cutting an estimated $2.73M.
  • Regal Investment Advisors fully exited Interparfums in Q2 2014, selling an estimated $2.02M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $281M portfolio in Q2 2014.
  • Regal Investment Advisors opened 85 new positions and closed 66 in Q2 2014.
  • Regal Investment Advisors's portfolio value rose 19% quarter-over-quarter to $281M.

Based on Regal Investment Advisors's 13F filing for Q2 2014, filed 4 Aug 2014.