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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.94%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$405M
AUM Growth
+$31.8M
Cap. Flow
+$24.7M
Cap. Flow %
6.1%
Top 10 Hldgs %
19.08%
Holding
1,097
New
155
Increased
327
Reduced
249
Closed
92

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.18M
2
MON
Monsanto Co
MON
+$3.12M
3
WDR
Waddell & Reed Financial, Inc.
WDR
+$2.92M
4
GILD icon
Gilead Sciences
GILD
+$2.89M
5
PII icon
Polaris
PII
+$2.87M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$7.6M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.57M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.32M
4
RGR icon
Sturm, Ruger & Co
RGR
+$3.2M
5
PETM
PETSMART INC
PETM
+$3.16M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.15%
2 Financials 6.33%
3 Healthcare 6.27%
4 Consumer Staples 4.44%
5 Energy 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYF icon
351
iShares US Financials ETF
IYF
$4.61B
$91K 0.02%
2,046
-16
-0.8% -$711
MGM icon
352
MGM Resorts International
MGM
$11.2B
$91K 0.02%
4,310
+730
+20% +$15.3K
NRF
353
DELISTED
NorthStar Realty Finance Corp.
NRF
$90K 0.02%
2,497
+926
+59% +$34.3K
MA icon
354
Mastercard
MA
$493B
$89K 0.02%
1,030
-445
-30% -$38.6K
SYK icon
355
Stryker
SYK
$130B
$89K 0.02%
970
+900
+1,286% +$83.8K
XPH icon
356
State Street SPDR S&P Pharmaceuticals ETF
XPH
$508M
$89K 0.02%
1,440
– –
BCE icon
357
BCE
BCE
$21.2B
$88K 0.02%
2,080
+107
+5% +$4.77K
SRLN icon
358
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
$88K 0.02%
1,796
+1,415
+371% +$69.3K
STT icon
359
State Street
STT
$50.7B
$88K 0.02%
+1,200
New +$89.8K
FTSL icon
360
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$86K 0.02%
1,750
-152
-8% -$7.45K
PDCO
361
DELISTED
Patterson Companies, Inc.
PDCO
$85K 0.02%
1,750
– –
PAYX icon
362
Paychex
PAYX
$42.7B
$84K 0.02%
1,687
-40
-2% -$1.94K
SPLV icon
363
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$84K 0.02%
2,225
-1,030
-32% -$39.2K
USDP
364
DELISTED
USD PARTNERS LP
USDP
$84K 0.02%
6,000
+2,000
+50% +$26.5K
PRF icon
365
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$83K 0.02%
4,520
-6,795
-60% -$124K
ACN icon
366
Accenture
ACN
$108B
$82K 0.02%
874
-1,661
-66% -$148K
BMO icon
367
Bank of Montreal
BMO
$127B
$82K 0.02%
1,362
+200
+17% +$12.4K
VGR
368
DELISTED
Vector Group Ltd.
VGR
$82K 0.02%
6,711
– –
PANW icon
369
Palo Alto Networks
PANW
$297B
$81K 0.02%
+3,318
New +$74.3K
IJT icon
370
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
$80K 0.02%
1,224
-82
-6% -$5.14K
PJP icon
371
Invesco Pharmaceuticals ETF
PJP
$479M
$79K 0.02%
1,040
– –
RWO icon
372
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$79K 0.02%
1,584
+122
+8% +$6.09K
EWX icon
373
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$78K 0.02%
1,738
+235
+16% +$10.5K
HLX icon
374
Helix Energy Solutions
HLX
$1.41B
$78K 0.02%
5,205
– –
IHI icon
375
iShares US Medical Devices ETF
IHI
$3.38B
$78K 0.02%
3,888
+1,818
+88% +$35.5K
13 14
15
16 17

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, Regal Investment Advisors held 1,097 positions worth $405M, up 8.5% from $373M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $24.7M of net new capital in Q1 2015, opening 155 new positions and adding to 327 existing holdings. Its largest new stake was Monsanto Co: 26,275 shares worth $2.96M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.1% of assets, down from 8.6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was La-Z-Boy, an estimated $7.6M trimmed.

  • Regal Investment Advisors's largest Q1 2015 buy was Monsanto Co: 26,275 shares worth $2.96M.
  • Regal Investment Advisors added most to iShares Core S&P Mid-Cap ETF in Q1 2015, an estimated $4.18M increase.
  • Regal Investment Advisors's biggest Q1 2015 reduction was La-Z-Boy, cutting an estimated $7.6M.
  • Regal Investment Advisors fully exited PETSMART INC in Q1 2015, selling an estimated $3.16M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $405M portfolio in Q1 2015.
  • Regal Investment Advisors opened 155 new positions and closed 92 in Q1 2015.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $405M.

Based on Regal Investment Advisors's 13F filing for Q1 2015, filed 30 Apr 2015.