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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROC
301
DELISTED
ROCKWOOD HLDGS INC
ROC
$74K 0.03%
1,000
– –
CSM icon
302
ProShares Large Cap Core Plus
CSM
$534M
$73K 0.03%
+3,264
New +$71.5K
HAL icon
303
Halliburton
HAL
$26.6B
$73K 0.03%
1,237
+387
+46% +$20.7K
SBUX icon
304
Starbucks
SBUX
$120B
$73K 0.03%
2,000
-452
-18% -$16.7K
TBF icon
305
ProShares Short 20+ Year Treasury ETF
TBF
$104M
$73K 0.03%
2,403
-95
-4% -$2.97K
DISH
306
DELISTED
DISH Network Corp.
DISH
$73K 0.03%
1,180
– –
RTX icon
307
RTX Corp
RTX
$301B
$72K 0.03%
974
-993
-50% -$71.3K
AME icon
308
Ametek
AME
$58.2B
$70K 0.03%
1,350
– –
BNY
309
Bank of New York Mellon
BNY
$107B
$69K 0.03%
1,950
– –
PKB icon
310
Invesco Building & Construction ETF
PKB
$453M
$69K 0.03%
+2,999
New +$67.3K
DBEF icon
311
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$68K 0.03%
2,494
– –
WM icon
312
Waste Management
WM
$91B
$67K 0.03%
1,600
+300
+23% +$12.6K
XPH icon
313
State Street SPDR S&P Pharmaceuticals ETF
XPH
$508M
$67K 0.03%
1,440
– –
DE icon
314
Deere & Co
DE
$168B
$66K 0.03%
730
+17
+2% +$1.49K
CMLP
315
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$66K 0.03%
+2,939
New +$67.6K
C icon
316
Citigroup
C
$226B
$65K 0.03%
1,366
+103
+8% +$5.13K
MGC icon
317
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$65K 0.03%
1,015
+198
+24% +$12.4K
EXTR icon
318
Extreme Networks
EXTR
$3.15B
$64K 0.03%
+10,990
New +$69.8K
FXU icon
319
First Trust Utilities AlphaDEX Fund
FXU
$825M
$64K 0.03%
+2,890
New +$60.5K
LNG icon
320
Cheniere Energy
LNG
$52.9B
$64K 0.03%
1,165
+50
+4% +$2.4K
MT icon
321
ArcelorMittal
MT
$55.3B
$64K 0.03%
1,725
+1,670
+3,036% +$62.1K
WPC icon
322
W.P. Carey
WPC
$16.4B
$63K 0.03%
1,075
+532
+98% +$32.1K
NVO
323
Novo Nordisk
NVO
$209B
$60K 0.03%
2,620
-6,780
-72% -$144K
META icon
324
Meta Platforms (Facebook)
META
$1.51T
$59K 0.03%
980
+100
+11% +$6.34K
XLY icon
325
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$59K 0.03%
1,836
-17,234
-90% -$562K
11 12
13
14 15

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.