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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+19.37%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$545M
AUM Growth
+$477M
Cap. Flow
+$445M
Cap. Flow %
81.52%
Top 10 Hldgs %
24.77%
Holding
330
New
303
Increased
24
Reduced
3
Closed
–

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$25.7M
2
MSFT icon
Microsoft
MSFT
+$12.3M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$11.6M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$9.74M

Top Sells

Rank Stock Value
1
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$62.9K
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$51.7K
3
FM
iShares Frontier and Select EM ETF
FM
+$4.72K

Sector Composition

Rank Sector Weight
1 Technology 7.38%
2 Healthcare 4.72%
3 Consumer Staples 4.26%
4 Consumer Discretionary 2.54%
5 Financials 1.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLE icon
226
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$340K 0.06%
+17,964
New +$334K
SHY icon
227
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$335K 0.06%
+3,868
New +$335K
DOC icon
228
Healthpeak Properties
DOC
$14.8B
$331K 0.06%
+12,019
New +$307K
VOOV icon
229
Vanguard S&P 500 Value ETF
VOOV
$6.74B
$331K 0.06%
+3,169
New +$326K
BIV icon
230
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$328K 0.06%
+3,519
New +$322K
NS
231
DELISTED
NuStar Energy L.P.
NS
$327K 0.06%
+22,900
New +$305K
MORT icon
232
VanEck Mortgage REIT Income ETF
MORT
$373M
$326K 0.06%
+24,227
New +$284K
FXD icon
233
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$325K 0.06%
+8,700
New +$293K
FXL icon
234
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$323K 0.06%
+3,868
New +$281K
PSK icon
235
State Street SPDR ICE Preferred Securities ETF
PSK
$686M
$321K 0.06%
+7,675
New +$318K
IJS icon
236
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
$315K 0.06%
+5,228
New +$293K
MS icon
237
Morgan Stanley
MS
$340B
$315K 0.06%
+6,520
New +$274K
WW
238
DELISTED
WW International
WW
$315K 0.06%
+12,400
New +$289K
FUTY icon
239
Fidelity MSCI Utilities Index ETF
FUTY
$2.29B
$312K 0.06%
+8,552
New +$319K
PCEF icon
240
Invesco CEF Income Composite ETF
PCEF
$813M
$312K 0.06%
+15,691
New +$299K
UCON icon
241
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
$312K 0.06%
+12,116
New +$304K
FVD icon
242
First Trust Value Line Dividend Fund
FVD
$8.4B
$298K 0.05%
+9,843
New +$293K
NVS icon
243
Novartis
NVS
$297B
$298K 0.05%
+3,410
New +$294K
SHYG icon
244
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$298K 0.05%
+6,939
New +$293K
QLD icon
245
ProShares Ultra QQQ
QLD
$14.1B
$296K 0.05%
+16,024
New +$246K
NOW icon
246
ServiceNow
NOW
$129B
$294K 0.05%
+3,635
New +$257K
RCL icon
247
Royal Caribbean
RCL
$85.6B
$293K 0.05%
+5,823
New +$264K
SLV icon
248
iShares Silver Trust
SLV
$30.9B
$293K 0.05%
+17,248
New +$264K
HYLS icon
249
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$290K 0.05%
+6,333
New +$288K
OUSM icon
250
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$885M
$290K 0.05%
+11,618
New +$275K
8 9
10
11 12

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q2 2020 Portfolio in Review

As of Q2 2020, Regal Investment Advisors held 330 positions worth $545M, up 701% from $68.1M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Regal Investment Advisors deployed $445M of net new capital in Q2 2020, opening 303 new positions and adding to 24 existing holdings. Its largest new stake was Microsoft: 67,823 shares worth $13.8M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 0% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was State Street SPDR Nuveen ICE High Yield Municipal Bond ETF, an estimated $62.9K trimmed.

  • Regal Investment Advisors's largest Q2 2020 buy was Microsoft: 67,823 shares worth $13.8M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q2 2020, an estimated $25.7M increase.
  • Regal Investment Advisors's biggest Q2 2020 reduction was State Street SPDR Nuveen ICE High Yield Municipal Bond ETF, cutting an estimated $62.9K.
  • Regal Investment Advisors's ten largest holdings make up 25% of its $545M portfolio in Q2 2020.
  • Regal Investment Advisors opened 303 new positions and closed 0 in Q2 2020.
  • Regal Investment Advisors's portfolio value rose 701% quarter-over-quarter to $545M.

Based on Regal Investment Advisors's 13F filing for Q2 2020, filed 3 Aug 2020.