Regal Investment Advisors’s ALPS O'Shares US Small-Cap Quality Dividend ETF OUSM Stock Holding History

Regal Investment Advisors’s Portfolio OUSM Stock Details OUSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	–	Sell	-4,648	Closed	-$203K	–	684
2026 Q1	$203K	Buy	+4,648	New	+$211K	0.01%	631
2025 Q4	–	Sell	-7,441	Closed	-$333K	–	601
2025 Q3	$333K	Buy	+7,441	New	+$330K	0.02%	447
2020 Q3	–	Sell	-11,618	Closed	-$290K	–	192
2020 Q2	$290K	Buy	+11,618	New	+$275K	0.05%	250
2020 Q1	–	Sell	-10,310	Closed	-$305K	–	221
2019 Q4	$305K	Buy	+10,310	New	+$295K	0.05%	261

Other funds holding OUSM

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Sanctuary Advisors Indianapolis, Indiana $21.6B AUM 28.31% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

SCM

Stonehearth Capital Management Danvers, Massachusetts $293M AUM 32.48% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $59.5B AUM 35.96% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Regal Investment Advisors's OUSM Position: Q2 2026 in Review

Regal Investment Advisors sold out of ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) in Q2 2026, closing a stake of 4,648 shares — an estimated $203K sold.

Regal Investment Advisors first reported a position in OUSM in Q4 2019 and held it in 4 quarters. The position peaked at $333K in Q3 2025. 125 funds tracked by Wall St. Rank hold OUSM as of Q2 2026.

Regal Investment Advisors reported no remaining ALPS O'Shares US Small-Cap Quality Dividend ETF position as of Q2 2026 after selling out during the quarter.
Regal Investment Advisors sold 4,648 ALPS O'Shares US Small-Cap Quality Dividend ETF shares in Q2 2026, an estimated $203K.
Regal Investment Advisors first reported a position in ALPS O'Shares US Small-Cap Quality Dividend ETF in Q4 2019 and held it in 4 quarters.
Regal Investment Advisors's ALPS O'Shares US Small-Cap Quality Dividend ETF position peaked at $333K in Q3 2025.
125 funds tracked by Wall St. Rank held ALPS O'Shares US Small-Cap Quality Dividend ETF as of Q2 2026.

Based on Regal Investment Advisors's 13F filing for Q2 2026, filed 14 Aug 2026.