Regal Investment Advisors’s ALPS O'Shares US Small-Cap Quality Dividend ETF OUSM Stock Holding History

Regal Investment Advisors’s Portfolio OUSM Stock Details OUSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$203K	Buy	+4,648	New	+$211K	0.01%	631
2025 Q4	–	Sell	-7,441	Closed	-$333K	–	601
2025 Q3	$333K	Buy	+7,441	New	+$330K	0.02%	447
2020 Q3	–	Sell	-11,618	Closed	-$290K	–	192
2020 Q2	$290K	Buy	+11,618	New	+$275K	0.05%	250
2020 Q1	–	Sell	-10,310	Closed	-$305K	–	221
2019 Q4	$305K	Buy	+10,310	New	+$295K	0.05%	261

Other funds holding OUSM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SCM

Stonehearth Capital Management Danvers, Massachusetts $293M AUM 32.48% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $52.5B AUM 27.12% 1-Year Est. Return

Regal Investment Advisors's OUSM Position: Q1 2026 in Review

Regal Investment Advisors opened a new position in ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) in Q1 2026: 4,648 shares worth $203K. The stake represents 0.01% of the portfolio and ranks #631 among its holdings. This is a return to the name: Regal Investment Advisors previously reported a position in OUSM as recently as Q3 2025.

Regal Investment Advisors first reported a position in OUSM in Q4 2019 and has held it in 4 quarters since. The position peaked at $333K in Q3 2025. 125 funds tracked by Wall St. Rank hold OUSM as of Q1 2026.

Regal Investment Advisors held 4,648 shares of ALPS O'Shares US Small-Cap Quality Dividend ETF worth $203K as of Q1 2026.
ALPS O'Shares US Small-Cap Quality Dividend ETF was a new Regal Investment Advisors position in Q1 2026.
ALPS O'Shares US Small-Cap Quality Dividend ETF made up 0.01% of Regal Investment Advisors's portfolio in Q1 2026, its #631 holding.
Regal Investment Advisors first reported a position in ALPS O'Shares US Small-Cap Quality Dividend ETF in Q4 2019 and has held it in 4 quarters since.
Regal Investment Advisors's ALPS O'Shares US Small-Cap Quality Dividend ETF position peaked at $333K in Q3 2025.
125 funds tracked by Wall St. Rank held ALPS O'Shares US Small-Cap Quality Dividend ETF as of Q1 2026.

Based on Regal Investment Advisors's 13F filing for Q1 2026, filed 14 May 2026.