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ALPS O'Shares US Small-Cap Quality Dividend ETF

36 hedge funds and large institutions have $39.6M invested in ALPS O'Shares US Small-Cap Quality Dividend ETF in 2019 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 12 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

11% more capital invested

Capital invested by funds: $35.8M → $39.6M (+$3.82M)

6% more funds holding

Funds holding: 3436 (+2)

1.02% more ownership

Funds ownership: 35.67%36.69% (+1%)

33% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 12

Holders
36
Holders Change
+2
Holders Change %
+5.88%
% of All Funds
0.71%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
8
Reduced
12
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.2M +$2.77M +96,842 +25%
UBS Group
2
UBS Group
Switzerland
$4.7M -$342K -11,945 -7%
Bank of America
3
Bank of America
North Carolina
$3.95M +$866K +30,254 +29%
LPL Financial
4
LPL Financial
California
$3.4M -$1.53M -53,325 -32%
PAG
5
Private Advisor Group
New Jersey
$2.94M -$26.2K -915 -0.9%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$1.67M +$125K +4,382 +8%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.04M +$340K +11,887 +51%
SPIA
8
Steward Partners Investment Advisory
New York
$967K -$23.1K -807 -2%
Bank of New York Mellon
9
Bank of New York Mellon
New York
$651K
TC
10
Telemus Capital
Michigan
$651K
SSWM
11
Sheets Smith Wealth Management
North Carolina
$568K
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$511K -$97.6K -3,410 -16%
SWP
13
Stratos Wealth Partners
Ohio
$484K -$28.7K -1,003 -6%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$441K +$1.57K +55 +0.4%
AIP
15
Ahrens Investment Partners
Louisiana
$414K +$63K +2,200 +19%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$363K
AG
17
Advisor Group
Arizona
$360K -$7.16K -250 -2%
DI
18
Diligent Investors
California
$350K -$5.73K -200 -2%
RIA
19
Regal Investment Advisors
Michigan
$305K +$295K +10,310 New
RJA
20
Raymond James & Associates
Florida
$280K -$54.8K -1,915 -17%
FA
21
Faithward Advisors
Pennsylvania
$250K
RJFSA
22
Raymond James Financial Services Advisors
Florida
$211K +$204K +7,114 New
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$195K +$13.7K +479 +8%
APA
24
American Portfolios Advisors
New York
$186K +$20K +700 +13%
CFA
25
Carroll Financial Associates
North Carolina
$177K

OUSM Hedge Fund Activity: Q4 2019 in Review

36 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) for Q4 2019, worth a combined $39.6M — up 11% from $35.8M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new OUSM positions and 2 closed out — a net gain of 3 holders — while 8 added to existing stakes and 12 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.77M. The largest seller was LPL Financial, cutting an estimated $1.53M.

  • 36 institutional investors held ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) as of Q4 2019, up from 34 in Q3 2019.
  • Funds reported $39.6M of ALPS O'Shares US Small-Cap Quality Dividend ETF stock for Q4 2019, up 11% quarter-over-quarter.
  • 5 funds opened new ALPS O'Shares US Small-Cap Quality Dividend ETF positions in Q4 2019 and 2 closed out, a net change of +3 holders.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF buyer in Q4 2019 was Morgan Stanley, an estimated $2.77M added.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF seller in Q4 2019 was LPL Financial, an estimated $1.53M sold.

Based on aggregated 13F filings for Q4 2019.