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ALPS O'Shares US Small-Cap Quality Dividend ETF

39 hedge funds and large institutions have $79.9M invested in ALPS O'Shares US Small-Cap Quality Dividend ETF in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

129% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 7

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

3.25% more ownership

Funds ownership: 57.46%60.71% (+3.3%)

3% more funds holding

Funds holding: 3839 (+1)

4% more capital invested

Capital invested by funds: $76.7M → $79.9M (+$3.23M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
39
Holders Change
+1
Holders Change %
+2.63%
% of All Funds
0.68%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
16
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$16M +$235K +6,617 +1%
Morgan Stanley
2
Morgan Stanley
New York
$14M +$1.53M +43,072 +12%
SCM
3
Stonehearth Capital Management
Massachusetts
$12.1M -$300K -8,445 -2%
Bank of America
4
Bank of America
North Carolina
$7.62M +$1.04M +29,162 +15%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$4.98M -$64.8K -1,820 -1%
LPL Financial
6
LPL Financial
California
$4.59M +$98.1K +2,757 +2%
AAS
7
Avantax Advisory Services
Texas
$3.41M +$40.3K +1,134 +1%
LWA
8
Lenox Wealth Advisors
New York
$2.22M
WANY
9
Wealthspire Advisors (New York)
New York
$2.22M +$2.28M +64,000 New
PAG
10
Private Advisor Group
New Jersey
$2.06M -$49.1K -1,380 -2%
Brown Advisory
11
Brown Advisory
Maryland
$1.5M
SSWM
12
Sheets Smith Wealth Management
North Carolina
$958K +$3.02K +85 +0.3%
TCM
13
Triumph Capital Management
Colorado
$895K +$180K +5,052 +24%
SPIA
14
Steward Partners Investment Advisory
New York
$860K -$1.78K -50 -0.2%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$760K -$572K -16,080 -42%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$649K +$44.6K +1,253 +7%
Goldman Sachs
17
Goldman Sachs
New York
$610K
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$602K +$1.99K +56 +0.3%
SWP
19
Stratos Wealth Partners
Ohio
$476K +$105K +2,954 +27%
Osaic Holdings
20
Osaic Holdings
Arizona
$448K -$18.3K -515 -4%
CA
21
Cambridge Advisors
Nebraska
$411K +$6.3K +177 +2%
CAL
22
Capital Advisors Ltd
Ohio
$389K +$142 +4 +0%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$361K -$11K -310 -3%
DI
24
Diligent Investors
California
$299K
AWA
25
Acorn Wealth Advisors
Michigan
$292K +$24.9K +700 +9%

OUSM Hedge Fund Activity: Q3 2021 in Review

39 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) for Q3 2021, worth a combined $79.9M — up 4.2% from $76.7M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new OUSM positions and 2 closed out — a net gain of 2 holders — while 16 added to existing stakes and 7 trimmed.

The largest buyer was Wealthspire Advisors (New York), opening a new position worth an estimated $2.28M. The largest seller was Susquehanna International Group, cutting an estimated $572K.

  • 39 institutional investors held ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) as of Q3 2021, up from 38 in Q2 2021.
  • Funds reported $79.9M of ALPS O'Shares US Small-Cap Quality Dividend ETF stock for Q3 2021, up 4.2% quarter-over-quarter.
  • 4 funds opened new ALPS O'Shares US Small-Cap Quality Dividend ETF positions in Q3 2021 and 2 closed out, a net change of +2 holders.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF buyer in Q3 2021 was Wealthspire Advisors (New York), an estimated $2.28M added.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF seller in Q3 2021 was Susquehanna International Group, an estimated $572K sold.

Based on aggregated 13F filings for Q3 2021.