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ALPS O'Shares US Small-Cap Quality Dividend ETF

34 hedge funds and large institutions have $35.8M invested in ALPS O'Shares US Small-Cap Quality Dividend ETF in 2019 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 7 increasing their positions, 11 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

17% more funds holding

Funds holding: 2934 (+5)

15% more capital invested

Capital invested by funds: $31.2M → $35.8M (+$4.56M)

2.66% more ownership

Funds ownership: 33.01%35.67% (+2.7%)

36% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 11

Holders
34
Holders Change
+5
Holders Change %
+17.24%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
7
Reduced
11
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$10.7M +$494 +18 +0%
UBS Group
2
UBS Group
Switzerland
$4.76M -$334K -12,161 -7%
LPL Financial
3
LPL Financial
California
$4.69M -$62.1K -2,261 -1%
Bank of America
4
Bank of America
North Carolina
$2.88M +$2.63M +95,697 +1,263%
PAG
5
Private Advisor Group
New Jersey
$2.79M +$50K +1,823 +2%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$1.45M +$1.43M +52,011 New
Citadel Advisors
7
Citadel Advisors
Florida
$1.04M +$486K +17,716 +91%
SPIA
8
Steward Partners Investment Advisory
New York
$934K -$47.4K -1,728 -5%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$651K +$399K +14,554 +166%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$613K
TC
11
Telemus Capital
Michigan
$613K
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$576K -$481K -17,528 -46%
SSWM
13
Sheets Smith Wealth Management
North Carolina
$535K
SWP
14
Stratos Wealth Partners
Ohio
$484K -$47.8K -1,740 -9%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$414K -$62.8K -2,287 -13%
AG
16
Advisor Group
Arizona
$346K +$1.4K +51 +0.4%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$342K
DI
18
Diligent Investors
California
$335K -$17.1K -624 -5%
AIP
19
Ahrens Investment Partners
Louisiana
$329K
RJA
20
Raymond James & Associates
Florida
$317K -$28.3K -1,031 -8%
FA
21
Faithward Advisors
Pennsylvania
$235K +$232K +8,442 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$170K -$34.8K -1,268 -17%
CFA
23
Carroll Financial Associates
North Carolina
$167K
APA
24
American Portfolios Advisors
New York
$156K +$24.8K +905 +19%
William Blair & Company
25
William Blair & Company
Illinois
$55K

OUSM Hedge Fund Activity: Q3 2019 in Review

34 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) for Q3 2019, worth a combined $35.8M — up 15% from $31.2M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new OUSM positions and 2 closed out — a net gain of 5 holders — while 7 added to existing stakes and 11 trimmed.

The largest buyer was Bank of America, adding an estimated $2.63M. The largest seller was Susquehanna International Group, cutting an estimated $481K.

  • 34 institutional investors held ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) as of Q3 2019, up from 29 in Q2 2019.
  • Funds reported $35.8M of ALPS O'Shares US Small-Cap Quality Dividend ETF stock for Q3 2019, up 15% quarter-over-quarter.
  • 7 funds opened new ALPS O'Shares US Small-Cap Quality Dividend ETF positions in Q3 2019 and 2 closed out, a net change of +5 holders.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF buyer in Q3 2019 was Bank of America, an estimated $2.63M added.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF seller in Q3 2019 was Susquehanna International Group, an estimated $481K sold.

Based on aggregated 13F filings for Q3 2019.