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ALPS O'Shares US Small-Cap Quality Dividend ETF

30 hedge funds and large institutions have $31.4M invested in ALPS O'Shares US Small-Cap Quality Dividend ETF in 2018 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 10

0% more funds holding

Funds holding: 3030 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

2.65% less ownership

Funds ownership: 33.24%30.59% (-2.7%)

35% less capital invested

Capital invested by funds: $48.5M → $31.4M (-$17.1M)

Holders
30
Holders Change
Holders Change %
0%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
12
Reduced
10
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$12.4M -$3.32M -128,681 -20%
UBS Group
2
UBS Group
Switzerland
$4.56M -$1.85M -71,853 -27%
LPL Financial
3
LPL Financial
California
$3.21M +$333K +12,915 +10%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$2.16M +$2.36M +91,290 New
PAG
5
Private Advisor Group
New Jersey
$2.09M -$800 -31 -0%
Jane Street
6
Jane Street
New York
$965K +$845K +32,740 +403%
SPIA
7
Steward Partners Investment Advisory
New York
$855K -$54.4K -2,109 -6%
Citadel Advisors
8
Citadel Advisors
Florida
$596K +$651K +25,223 New
Bank of New York Mellon
9
Bank of New York Mellon
New York
$519K +$116K +4,500 +26%
TC
10
Telemus Capital
Michigan
$519K +$116K +4,500 +26%
SWP
11
Stratos Wealth Partners
Ohio
$469K +$9.24K +358 +2%
SSWM
12
Sheets Smith Wealth Management
North Carolina
$452K +$201K +7,793 +69%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$402K +$6.81K +264 +2%
DI
14
Diligent Investors
California
$330K -$18.7K -723 -5%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$306K -$31K -1,200 -8%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$298K -$146K -5,643 -31%
AG
17
Advisor Group
Arizona
$286K +$35.3K +1,369 +13%
RJA
18
Raymond James & Associates
Florida
$285K -$4.91M -190,372 -94%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$273K +$4.54K +176 +2%
CPA
20
Clear Perspective Advisors
Illinois
$226K +$19.4K +750 +8%
IA
21
IFP Advisors
Florida
$61K +$4.95K +192 +8%
AAP
22
Arax Advisory Partners
Colorado
$44K -$52.5K -2,036 -52%
CA
23
Claro Advisors
Massachusetts
$37K +$33.5K +1,300 New
AIC
24
Ameritas Investment Company
Nebraska
$35K +$38.3K +1,483 New
Wells Fargo
25
Wells Fargo
California
$10K

OUSM Hedge Fund Activity: Q4 2018 in Review

30 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) for Q4 2018, worth a combined $31.4M — down 35% from $48.5M a quarter earlier.

Fund positioning in OUSM was balanced in Q4 2018: 5 funds opened new positions, 5 closed out, 12 added to existing stakes and 10 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $2.36M. The largest seller was Raymond James & Associates, cutting an estimated $4.91M.

  • 30 institutional investors held ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) as of Q4 2018, unchanged from Q3 2018.
  • Funds reported $31.4M of ALPS O'Shares US Small-Cap Quality Dividend ETF stock for Q4 2018, down 35% quarter-over-quarter.
  • 5 funds opened new ALPS O'Shares US Small-Cap Quality Dividend ETF positions in Q4 2018 and 5 closed out, a net change of 0 holders.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF buyer in Q4 2018 was Susquehanna International Group, an estimated $2.36M added.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF seller in Q4 2018 was Raymond James & Associates, an estimated $4.91M sold.

Based on aggregated 13F filings for Q4 2018.