We are live on ! Find out more
OUSM icon

ALPS O'Shares US Small-Cap Quality Dividend ETF

29 hedge funds and large institutions have $28.8M invested in ALPS O'Shares US Small-Cap Quality Dividend ETF in 2019 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 7 increasing their positions, 10 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 8

0.49% less ownership

Funds ownership: 30.59%30.11% (-0.49%)

3% less funds holding

Funds holding: 3029 (-1)

9% less capital invested

Capital invested by funds: $31.4M → $28.8M (-$2.67M)

30% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 10

Holders
29
Holders Change
-1
Holders Change %
-3.33%
% of All Funds
0.63%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
7
Reduced
10
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$8.37M -$5.45M -210,235 -40%
UBS Group
2
UBS Group
Switzerland
$4.84M -$276K -10,635 -6%
LPL Financial
3
LPL Financial
California
$4.29M +$659K +25,446 +19%
PAG
4
Private Advisor Group
New Jersey
$2.51M +$159K +6,150 +7%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.33M -$1.06M -41,008 -45%
SPIA
6
Steward Partners Investment Advisory
New York
$947K -$13.1K -504 -1%
Jane Street
7
Jane Street
New York
$702K -$373K -14,392 -35%
AG
8
Advisor Group
Arizona
$613K +$285K +11,003 +91%
Bank of New York Mellon
9
Bank of New York Mellon
New York
$584K
TC
10
Telemus Capital
Michigan
$584K
SWP
11
Stratos Wealth Partners
Ohio
$526K -$441 -17 -0.1%
SSWM
12
Sheets Smith Wealth Management
North Carolina
$508K
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$454K +$2.02K +78 +0.5%
DI
14
Diligent Investors
California
$355K -$15.3K -592 -4%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$336K -$7.46K -288 -2%
RJA
16
Raymond James & Associates
Florida
$322K +$1.79K +69 +0.6%
AIP
17
Ahrens Investment Partners
Louisiana
$292K +$285K +11,000 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$290K -$43.5K -1,680 -13%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$247K -$59.2K -2,286 -20%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$225K +$220K +8,483 New
CFA
21
Carroll Financial Associates
North Carolina
$159K +$148K +5,720 +1,972%
APA
22
American Portfolios Advisors
New York
$70.6K +$68.9K +2,660 New
William Blair & Company
23
William Blair & Company
Illinois
$52K +$51K +1,966 New
Wells Fargo
24
Wells Fargo
California
$34K +$22.5K +867 +215%
MCM
25
Manchester Capital Management
Vermont
$34K +$32.9K +1,268 New

OUSM Hedge Fund Activity: Q1 2019 in Review

29 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) for Q1 2019, worth a combined $28.8M — down 8.5% from $31.4M a quarter earlier.

Fund positioning in OUSM was balanced in Q1 2019: 8 funds opened new positions, 8 closed out, 7 added to existing stakes and 10 trimmed.

The largest buyer was LPL Financial, adding an estimated $659K. The largest seller was Morgan Stanley, cutting an estimated $5.45M.

  • 29 institutional investors held ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) as of Q1 2019, down from 30 in Q4 2018.
  • Funds reported $28.8M of ALPS O'Shares US Small-Cap Quality Dividend ETF stock for Q1 2019, down 8.5% quarter-over-quarter.
  • 8 funds opened new ALPS O'Shares US Small-Cap Quality Dividend ETF positions in Q1 2019 and 8 closed out, a net change of 0 holders.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF buyer in Q1 2019 was LPL Financial, an estimated $659K added.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF seller in Q1 2019 was Morgan Stanley, an estimated $5.45M sold.

Based on aggregated 13F filings for Q1 2019.